Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/15?limit=200&registers=between&mode=atom 2024-12-04T17:44:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22170.html Notice - Submission for OMB Review; Comment Request 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22170 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22170.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22169.html Notice - Submission for OMB Review; Comment Request 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22169 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22169.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22158.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Amending NYSE Arca Equities Rules 2.16(c) and 2.21(i) Regarding the Timing for Submission of a Uniform Termination Notice for Securities Industry Registration (“Form U5”) by an ETP Holder 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22158 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22158.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22157.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Describe the Backtesting Charge and the Bank Holiday Charge That May Be Imposed on Members 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22157 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22157.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22156.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Describe the Backtesting Charge and the Holiday Charge That May Be Imposed on Members 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22156 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22156.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22155.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Change To Modify the Complimentary Services Offered to Certain New Listings 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22155 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22155.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22154.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending the Ninth Amended and Restated Operating Agreement of the Exchange 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22154 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22154.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22153.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1, Relating to Amendments to NYSE MKT Rules 1600 et seq. and the Listing Rules Applicable to the Shares of the Nuveen Diversified Commodity Fund and the Nuveen Long/Short Commodity Total Return Fund 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22153 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22153.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22152.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 67-Equities Relating to the Tick Size Pilot Program 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22152 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22152.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22151.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 67 Relating to the Tick Size Pilot Program 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22151 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22151.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22150.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 7.46 Relating to the Tick Size Pilot Program 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22150 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22150.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22149.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 6191 Relating to the Data Collection Requirements of the Regulation NMS Plan To Implement A Tick Size Pilot Program 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22149 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22149.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22148.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.21(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22148 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22148.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22147.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22147 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22147.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22146.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.27(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22146 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22146.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22145.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.27(b) Regarding the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22145 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22145.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22126.html Notice - Foreside Advisor Services, LLC, et al.; Notice of Application 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22126 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22126.pdf https://regulations.justia.com/regulations/fedreg/2016/09/15/2016-22125.html Notice - Dhandho ETF Trust and Dhandho Funds LLC; Notice of Application 2016-09-15T00:00:00-07:00 2016-09-15T00:00:00-07:00 2016-22125 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-15/pdf/2016-22125.pdf