Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/13?limit=200&registers=between&mode=atom 2024-12-04T18:01:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-22035.html Notice - Sunshine Act Meeting 2016-09-13T00:00:00-07:00 2016-09-13T00:00:00-07:00 2016-22035 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-22035.pdf https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21914.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 907.00 of the NYSE Listed Company Manual To Adjust the Timing of Entitlements to Complimentary Products and Services for Special Purpose Acquisition Companies 2016-09-13T00:00:00-07:00 2016-09-13T00:00:00-07:00 2016-21914 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21914.pdf https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21913.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2016-09-13T00:00:00-07:00 2016-09-13T00:00:00-07:00 2016-21913 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21913.pdf https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21912.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 and Rule 900.2NY(50) 2016-09-13T00:00:00-07:00 2016-09-13T00:00:00-07:00 2016-21912 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21912.pdf https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21911.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.1(b)(41) and Rule 6.4 2016-09-13T00:00:00-07:00 2016-09-13T00:00:00-07:00 2016-21911 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21911.pdf https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21910.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Changes Relating to Clearing Agency Investment Policy 2016-09-13T00:00:00-07:00 2016-09-13T00:00:00-07:00 2016-21910 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21910.pdf https://regulations.justia.com/regulations/fedreg/2016/09/13/2016-21909.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change to MSRB Rules G-15 and G-30 To Require Disclosure of Mark-Ups and Mark-Downs to Retail Customers on Certain Principal Transactions and To Provide Guidance on Prevailing Market Price 2016-09-13T00:00:00-07:00 2016-09-13T00:00:00-07:00 2016-21909 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-13/pdf/2016-21909.pdf