Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/06?limit=200&registers=between&mode=atom 2024-12-04T17:52:57-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21269.html Notice - Securities Investor Protection Corporation: Order Approving a Proposed Bylaw Change Relating to SIPC Fund Assessments on SIPC Members 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21269 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21269.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21268.html Notice - Order Making Fiscal Year 2017 Annual Adjustments to Registration Fee Rates 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21268 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21268.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21257.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of a Proposed Rule Change Related to the Adoption of an Options Exchange Risk Control Standards Policy 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21257 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21257.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21256.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 9217 To Add a Provision and Related Fines Addressing Trade-Through Violations 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21256 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21256.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21255.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Describe the Blackout Period Exposure Charge That May Be Imposed on GCF Repo Participants 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21255 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21255.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21253.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 12400 of the Code of Arbitration Procedure for Customer Disputes and Rule 13400 of the Code of Arbitration Procedure for Industry Disputes Relating to Broadening Chairperson Eligibility in Arbitration 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21253 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21253.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21252.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of BlackRock Government Collateral Pledge Unit Under NYSE Arca Equities Rule 8.600 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21252 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21252.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21251.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend NYSE Arca Equities Rule 8.700 and To List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21251 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21251.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21249.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Withdrawal of an Advance Notice Related to the Adoption of an Options Exchange Risk Control Standards Policy 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21249 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21249.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21247.html Notice - Voya ETF Trust, et al., Notice of Application 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21247 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21247.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21246.html Notice - Rational Advisors, Inc. and Strategy Shares; Notice of Application 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21246 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21246.pdf https://regulations.justia.com/regulations/fedreg/2016/09/06/2016-21245.html Notice - Euroclear Bank SA/NV; Notice of Filing of Application To Modify an Existing Exemption From Clearing Agency Registration 2016-09-06T00:00:00-07:00 2016-09-06T00:00:00-07:00 2016-21245 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-06/pdf/2016-21245.pdf