<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/02?registers=between Wed, 04 Dec 2024 18:04:53 -0800 Wed, 04 Dec 2024 18:04:53 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/02?registers=between Notice - In the Matter of Luxeyard, Inc., and SuperDirectories, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21301.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21301.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21301 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21301.pdf Notice - In the Matter of Multi-Corp. International, Inc., Pan American Goldfields Ltd., and Sky Harvest Energy Corp., File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21300.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21300.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21300 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21300.pdf Rule - Access to Data Obtained by Security-Based Swap Data Repositories https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21137.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21137.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21137 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21137.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21136.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21136.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21136 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21136.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21135.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21135.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21135 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21135.pdf Notice - Investment Company Act of 1940; Release No. 32242/August 29, 2016; Order Under Sections 26(c) and 17(b) of the Investment Company Act of 1940 (“Act”) https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21134.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21134.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21134 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21134.pdf Notice - Starboard Investment Trust and Cavalier Investments, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21133.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21133.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21133 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21133.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21132.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21132.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21132 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21132.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1042A, Exercise of Options Contracts and Options Floor Procedure Advice G-1, Index Option Exercise Advice Forms https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21131.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21131.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21131 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21131.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt the Third Party Connectivity Service Under Rules 7034(b) and 7051 https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21130.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21130.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21130 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21130.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding Use of Rule 144A Securities by the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21129.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21129.html Fri, 02 Sep 2016 00:00:00 -0700 2016-21129 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21129.pdf Proposed Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Order With Respect to MSRB Rule G-37 https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-20890.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-20890.html Fri, 02 Sep 2016 00:00:00 -0700 2016-20890 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-20890.pdf Proposed Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Order With Respect to FINRA Rule 2030 https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-20889.html https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-20889.html Fri, 02 Sep 2016 00:00:00 -0700 2016-20889 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-20889.pdf