Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/09/02?limit=200&registers=between&mode=atom 2024-12-04T17:38:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21301.html Notice - In the Matter of Luxeyard, Inc., and SuperDirectories, Inc.; Order of Suspension of Trading 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21301 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21301.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21300.html Notice - In the Matter of Multi-Corp. International, Inc., Pan American Goldfields Ltd., and Sky Harvest Energy Corp., File No. 500-1; Order of Suspension of Trading 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21300 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21300.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21137.html Rule - Access to Data Obtained by Security-Based Swap Data Repositories 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21137 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21137.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21136.html Notice - Proposed Collection; Comment Request 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21136 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21136.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21135.html Notice - Proposed Collection; Comment Request 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21135 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21135.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21134.html Notice - Investment Company Act of 1940; Release No. 32242/August 29, 2016; Order Under Sections 26(c) and 17(b) of the Investment Company Act of 1940 (“Act”) 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21134 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21134.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21133.html Notice - Starboard Investment Trust and Cavalier Investments, Inc.; Notice of Application 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21133 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21133.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21132.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21132 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21132.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21131.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1042A, Exercise of Options Contracts and Options Floor Procedure Advice G-1, Index Option Exercise Advice Forms 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21131 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21131.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21130.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt the Third Party Connectivity Service Under Rules 7034(b) and 7051 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21130 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21130.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-21129.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding Use of Rule 144A Securities by the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-21129 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-21129.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-20890.html Proposed Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Order With Respect to MSRB Rule G-37 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-20890 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-20890.pdf https://regulations.justia.com/regulations/fedreg/2016/09/02/2016-20889.html Proposed Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Order With Respect to FINRA Rule 2030 2016-09-02T00:00:00-07:00 2016-09-02T00:00:00-07:00 2016-20889 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-09-02/pdf/2016-20889.pdf