Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-19T11:24:43-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20965.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20965Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20965.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20964.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 19.6, Series of Options Contracts Open for Trading, To Allow Wednesday Expirations for SPY Options2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20964Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20964.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20963.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 19.6, Series of Options Contracts Open for Trading, To Allow Wednesday Expirations for SPY Options2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20963Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20963.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20962.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20962Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20962.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20961.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20961Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20961.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20960.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20960Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20960.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20959.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities To Eliminate Orders With a Sell “Plus” and Buy “Minus” Instruction and Retain Orders With a “Buy Minus Zero Plus” Instruction, and Make Conforming Changes to Rules 104-Equities, 107B-Equities, 123C-Equities and 1004-Equities2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20959Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20959.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20906.htmlProposed Rule - Request for Comment on Subpart 400 of Regulation S-K Disclosure Requirements Relating to Management, Certain Security Holders and Corporate Governance Matters2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20906Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20906.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20894.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20894Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20894.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20893.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change to Delete or Amend Outdated Rule Language2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20893Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20893.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20892.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13 To Eliminate Orders With a Sell “Plus” and Buy “Minus” Instruction and Retain Orders With a “Buy Minus Zero Plus” Instruction, and Make Conforming Changes to Rules 104, 107B, 123C and 10042016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20892Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20892.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20891.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS in Connection With the Exchanges' Retail Liquidity Programs Until December 31, 20162016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20891Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20891.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20888.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Adopt FINRA Rule 2030 and FINRA Rule 4580 To Establish “Pay-To-Play” and Related Rules2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20888Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20888.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20887.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program To Allow Wednesday Expirations for SPY Options2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20887Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20887.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20886.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 900.2NY(18A)2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20886Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20886.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20885.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Handling of Intermarket Sweep Orders2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20885Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20885.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20884.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until December 31, 20162016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20884Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20884.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20883.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Regarding Qualification, Registration and Continuing Education for Persons Associated With Equity Trading Permit Holders, To Add Definitions, Amend Definitions, and To Make Technical, Non-Substantive and Conforming Amendments to Rules2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20883Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20883.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20882.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Options Clearing Corporation's Escrow Deposit Program2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20882Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20882.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20881.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 5.3(i)(3) To Amend the Requirements for the Dissemination of News in Compliance With the Exchange's Immediate Release Policy2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20881Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20881.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/31/2016-20880.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Relating to Pre-Opening Indications and Opening Procedures2016-08-31T00:00:00-07:002016-08-31T00:00:00-07:002016-20880Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-31/pdf/2016-20880.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20952.htmlNotice - Sunshine Act Meeting2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20952Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20952.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20924.htmlNotice - In the Matter of MarilynJean Interactive Inc.; Order of Suspension of Trading2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20924Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20924.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20742.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc.2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20742Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20742.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20741.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of SR-FINRA-2016-0282016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20741Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20741.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20740.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the First Trust Horizon Managed Volatility Domestic ETF and the First Trust Horizon Managed Volatility Developed International ETF Under NYSE Arca Equities Rule 8.6002016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20740Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20740.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20739.htmlNotice - iShares Trust, et al.; Notice of Application2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20739Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20739.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20738.htmlNotice - Calvert Social Investment Fund, et al.; Notice of Application2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20738Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20738.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20737.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving a Proposed Rule Change To Expand the Short Term Option Series Program To Allow Wednesday Expirations for SPY Options2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20737Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20737.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20736.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; The Nasdaq Stock Market LLC; NASDAQ PHLX LLC; Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt Limit Order Protections2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20736Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20736.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20735.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(c)(4) To List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20735Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20735.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20734.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Connectivity Fees at Chapter VIII of the NASDAQ PHLX LLC Pricing Schedule2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20734Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20734.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20733.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Text of Current Rule 8313; Amending Rules Relating to the Imposition of Temporary and Current Cease and Desist Orders to Correspond to Recent Amendments by FINRA; and Making Certain Technical and Conforming Changes to Rule 93102016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20733Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20733.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20732.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc.2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20732Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20732.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20731.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc.2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20731Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20731.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/29/2016-20577.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elkhorn Commodity Rotation Strategy ETF of the Elkhorn ETF Trust2016-08-29T00:00:00-07:002016-08-29T00:00:00-07:002016-20577Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-29/pdf/2016-20577.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/29/2016-20576.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to BZX Rule 14.11(e)(4), Commodity-Based Trust Shares, To List and Trade Winklevoss Bitcoin Shares Issued by the Winklevoss Bitcoin Trust2016-08-29T00:00:00-07:002016-08-29T00:00:00-07:002016-20576Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-29/pdf/2016-20576.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/29/2016-20574.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to BZX Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the ProShares Crude Oil Strategy ETF2016-08-29T00:00:00-07:002016-08-29T00:00:00-07:002016-20574Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-29/pdf/2016-20574.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/29/2016-20573.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the First Trust CEF Income Opportunity ETF and the First Trust Municipal CEF Income Opportunity ETF2016-08-29T00:00:00-07:002016-08-29T00:00:00-07:002016-20573Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-29/pdf/2016-20573.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/29/2016-20572.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Allowing the Exchange To Trade Pursuant To Unlisted Trading Privileges for Any NMS Stock Listed on Another National Securities Exchange; Establishing Listing and Trading Requirements for Exchange Traded Products; and Adopting New Equity Trading Rules Relating To Trading Halts of Securities Traded Pursuant to UTP on the Pillar Platform2016-08-29T00:00:00-07:002016-08-29T00:00:00-07:002016-20572Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-29/pdf/2016-20572.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/29/2016-20571.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to BZX Rule 14.11(d) To Add the EURO STOXX 50® Volatility Futures to the Definition of Futures Reference Asset2016-08-29T00:00:00-07:002016-08-29T00:00:00-07:002016-20571Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-29/pdf/2016-20571.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/29/2016-20570.htmlNotice - Proposed Collection; Comment Request2016-08-29T00:00:00-07:002016-08-29T00:00:00-07:002016-20570Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-29/pdf/2016-20570.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/29/2016-20569.htmlNotice - Proposed Collection; Comment Request2016-08-29T00:00:00-07:002016-08-29T00:00:00-07:002016-20569Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-29/pdf/2016-20569.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/29/2016-20568.htmlNotice - Proposed Collection; Comment Request2016-08-29T00:00:00-07:002016-08-29T00:00:00-07:002016-20568Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-29/pdf/2016-20568.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20548.htmlProposed Rule - Extension of Comment Period for Modernization of Property Disclosures for Mining Registrants2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20548Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20548.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20462.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8, EDGA Book Feeds, To Adopt a New Market Data Product Known as EDGA Summary Depth2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20462Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20462.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20461.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8, EDGX Book Feeds, To Adopt a New Market Data Product Known as EDGX Summary Depth2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20461Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20461.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20460.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Eliminate the Listing Fee in Connection With Exchange Listing of Certain Exchange Traded Products2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20460Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20460.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20459.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Adopt a New Market Data Product Known as BZX Summary Depth2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20459Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20459.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20458.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Adopt a New Market Data Product Known as BYX Summary Depth2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20458Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20458.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20457.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.8, Order Display and Book Processing2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20457Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20457.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20456.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Change Amending the Co-Location Services Offered by the Exchange To Add Certain Access and Connectivity Fees2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20456Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20456.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20455.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20455Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20455.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20454.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the Natixis Seeyond International Minimum Volatility ETF Under NYSE Arca Equities Rule 8.6002016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20454Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20454.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20453.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, As Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the Amplify Dow Theory Forecasts Buy List ETF of Amplify ETF Trust2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20453Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20453.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20452.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Due Date for Certain Submissions Under Rule G-45 and Provide Guidance on the Application of Rules G-42 and G-44 to Municipal Advisors to Sponsors or Trustees of Municipal Fund Securities2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20452Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20452.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/26/2016-20451.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Options Pricing2016-08-26T00:00:00-07:002016-08-26T00:00:00-07:002016-20451Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-26/pdf/2016-20451.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/25/2016-20213.htmlNotice - Self-Regulatory Organizations: Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC To Adopt New Rules To Govern the Trading of Complex Orders on the Exchange2016-08-25T00:00:00-07:002016-08-25T00:00:00-07:002016-20213Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-25/pdf/2016-20213.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20258.htmlNotice - Proposed Collection; Comment Request2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20258Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20258.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20257.htmlNotice - Submission for OMB Review; Comment Request2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20257Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20257.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20256.htmlNotice - Proposed Collection; Comment Request2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20256Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20256.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20212.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20212Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20212.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20211.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Rule Change as Modified by Amendment Nos. 1 and 2 To Adopt FINRA Capital Acquisition Broker Rules2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20211Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20211.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20210.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Nasdaq Rule 5735 To Adopt Generic Listing Standards for Managed Fund Shares2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20210Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20210.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20209.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Equities Rules 7.35P, 7.34P, 7.18P and 7.31P Regarding Order Processing Following an Auction or When Transitioning From One Trading Session to Another2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20209Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20209.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20208.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the AdvisorShares KIM Korea Equity ETF2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20208Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20208.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20207.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20207Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20207.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20206.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 803 and 13082016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20206Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20206.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20205.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to Rule G-12, on Uniform Practice, Regarding Close-Out Procedures for Municipal Securities2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20205Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20205.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20204.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Diversified Event Driven ETF Under NYSE Arca Equities Rule 8.6002016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20204Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20204.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20203.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Use of the Alternative Display Facility for Trade Reporting Purpose Only2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20203Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20203.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/23/2016-20214.htmlNotice - Sunshine Act Meeting2016-08-23T00:00:00-07:002016-08-23T00:00:00-07:002016-20214Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-23/pdf/2016-20214.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/23/2016-20065.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error in Rules IM-5910-1 and IM-5920-12016-08-23T00:00:00-07:002016-08-23T00:00:00-07:002016-20065Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-23/pdf/2016-20065.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/23/2016-20064.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Settlement of UK Spot Natural Gas Contracts and European Emissions Contracts2016-08-23T00:00:00-07:002016-08-23T00:00:00-07:002016-20064Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-23/pdf/2016-20064.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/23/2016-20063.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program2016-08-23T00:00:00-07:002016-08-23T00:00:00-07:002016-20063Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-23/pdf/2016-20063.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/23/2016-20062.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program2016-08-23T00:00:00-07:002016-08-23T00:00:00-07:002016-20062Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-23/pdf/2016-20062.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/23/2016-20061.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity Program2016-08-23T00:00:00-07:002016-08-23T00:00:00-07:002016-20061Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-23/pdf/2016-20061.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/23/2016-20060.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Rules 340, 341, and 359 To Extend the Time Within Which a Member, Member Organization, or an ATP Holder Must File a Uniform Termination Notice for Securities Industry Registration (“U5”)2016-08-23T00:00:00-07:002016-08-23T00:00:00-07:002016-20060Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-23/pdf/2016-20060.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/23/2016-20059.htmlNotice - FS Global Credit Opportunities Fund, et al.; Notice of Application2016-08-23T00:00:00-07:002016-08-23T00:00:00-07:002016-20059Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-23/pdf/2016-20059.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/22/2016-19900.htmlNotice - Davis Fundamental ETF Trust, et al.; Notice of Application2016-08-22T00:00:00-07:002016-08-22T00:00:00-07:002016-19900Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-22/pdf/2016-19900.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/22/2016-19899.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt a New Exception in Exchange Rule 1000(f) for Sub-MPV Split-Priced Orders2016-08-22T00:00:00-07:002016-08-22T00:00:00-07:002016-19899Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-22/pdf/2016-19899.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/22/2016-19898.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the First Trust Equity Market Neutral ETF of the First Trust Exchange-Traded Fund VIII2016-08-22T00:00:00-07:002016-08-22T00:00:00-07:002016-19898Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-22/pdf/2016-19898.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/22/2016-19897.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Adopting Maximum Fees Member Organizations may Charge in Connection With the Distribution of Investment Company Shareholder Reports Pursuant to Any Electronic Delivery Rules Adopted by the Securities and Exchange Commission2016-08-22T00:00:00-07:002016-08-22T00:00:00-07:002016-19897Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-22/pdf/2016-19897.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/22/2016-19896.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rule 1017, Openings in Options2016-08-22T00:00:00-07:002016-08-22T00:00:00-07:002016-19896Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-22/pdf/2016-19896.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/22/2016-19895.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the First Trust Horizon Managed Volatility Domestic ETF and the First Trust Horizon Managed Volatility Developed International ETF Under NYSE Arca Equities Rule 8.6002016-08-22T00:00:00-07:002016-08-22T00:00:00-07:002016-19895Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-22/pdf/2016-19895.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/22/2016-19894.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Section 146 of the NYSE MKT Company Guide To Adjust the Entitlement to Services of Special Purpose Acquisition Companies2016-08-22T00:00:00-07:002016-08-22T00:00:00-07:002016-19894Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-22/pdf/2016-19894.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19945.htmlNotice - In the Matter of Imperial Plantation Corporation; Order of Suspension of Trading2016-08-19T00:00:00-07:002016-08-19T00:00:00-07:002016-19945Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19945.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19855.htmlNotice - Wells Fargo Bank, National Association, et al., Notice of Application2016-08-19T00:00:00-07:002016-08-19T00:00:00-07:002016-19855Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19855.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19799.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 70472016-08-19T00:00:00-07:002016-08-19T00:00:00-07:002016-19799Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19799.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19798.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule2016-08-19T00:00:00-07:002016-08-19T00:00:00-07:002016-19798Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19798.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19773.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 2232 (Customer Confirmations) To Require Members To Disclose Additional Pricing Information on Retail Customer Confirmations Relating to Transactions in Fixed Income Securities2016-08-19T00:00:00-07:002016-08-19T00:00:00-07:002016-19773Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19773.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/18/2016-19689.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 70182016-08-18T00:00:00-07:002016-08-18T00:00:00-07:002016-19689Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-18/pdf/2016-19689.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/18/2016-19688.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise the ICC Treasury Operations Policies and Procedures2016-08-18T00:00:00-07:002016-08-18T00:00:00-07:002016-19688Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-18/pdf/2016-19688.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/18/2016-19687.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a New Fee in Section V (Technology Fees) of the BOX Fee Schedule2016-08-18T00:00:00-07:002016-08-18T00:00:00-07:002016-19687Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-18/pdf/2016-19687.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/18/2016-19686.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to a Change to the Underlying Index for the PowerShares Build America Bond Portfolio2016-08-18T00:00:00-07:002016-08-18T00:00:00-07:002016-19686Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-18/pdf/2016-19686.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19718.htmlNotice - In the Matter of Neuromama, Ltd.; Order of Suspension of Trading2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19718Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19718.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19587.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change Amending Rule 12904 (Awards) of the Code of Arbitration Procedure for Customer Disputes and Rule 13904 (Awards) of the Code of Arbitration Procedure for Industry Disputes To Permit Award Offsets in Arbitration, as Modified by Amendment No. 12016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19587Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19587.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19586.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Co-location Services Offered by the Exchange To Add Certain Access and Connectivity Fees2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19586Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19586.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19585.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform to Rules of the Financial Industry Regulatory Authority2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19585Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19585.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19584.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to COPS2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19584Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19584.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19583.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 12504 of the Code of Arbitration Procedure for Customer Disputes and Rule 13504 of the Code of Arbitration Procedure for Industry Disputes Relating to Motions To Dismiss in Arbitration2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19583Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19583.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19582.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., BOX Options Exchange LLC, Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, Chicago Stock Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, Investors Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Miami International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ BX, Inc., NASDAQ PHLX, Inc., National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19582.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19581.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Transaction and Regulatory Fees2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19581Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19581.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19580.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Amending the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to Require All Parties Other Than Pro Se2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19580Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19580.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19579.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19579Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19579.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19578.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5172016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19578Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19578.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19577.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.91(b) To Provide for the Rejection of Certain Electronic Complex Orders2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19577Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19577.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19576.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Related to Tier 1 and Cross Asset Tier 2 Fees and Credits for Orders Executed on the Exchange, and Eliminate the Routable Retail Order Tier2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19576Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19576.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19575.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 980NY(d) To Provide for the Rejection of Certain Electronic Complex Orders2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19575Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19575.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19574.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Logical Port Fees2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19574Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19574.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/17/2016-19573.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Logical Port Fees2016-08-17T00:00:00-07:002016-08-17T00:00:00-07:002016-19573Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-17/pdf/2016-19573.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19607.htmlNotice - In the Matter of: Safecode Drug Technologies Corp., Dynamic Ventures Corp.; Order of Suspension of Trading2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19607Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19607.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19590.htmlNotice - Sunshine Act Meeting2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19590Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19590.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19445.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Logical Port Fees2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19445Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19445.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19444.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19444Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19444.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19443.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19443Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19443.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19442.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Shares of the VanEck Vectors Long/Flat Commodity ETF2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19442Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19442.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19441.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Expand the Nonstandard Expirations Pilot Program To Include Monday Expirations2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19441Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19441.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19440.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Participants Fund Maintenance Fee2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19440Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19440.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19433.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Clearing Fund Maintenance Fee2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19433Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19433.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19432.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Closing Contingency Procedure2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19432Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19432.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/16/2016-19431.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise The Options Clearing Corporation's Schedule of Fees2016-08-16T00:00:00-07:002016-08-16T00:00:00-07:002016-19431Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-16/pdf/2016-19431.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19455.htmlNotice - Sunshine Act Meeting2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19455Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19455.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19326.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Clearing Fund Maintenance Fee2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19326Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19326.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19325.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.6002016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19325Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19325.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19324.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19324Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19324.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19323.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change in the Permitted Size of a Basket Applicable to Shares of ETFS Physical Silver Shares Issued by the ETFS Silver Trust2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19323Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19323.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19322.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Regarding the Implementation of Functionality To Submit a Cover of Protect on Behalf of Another Participant and the Removal of the Option To Cover of Protect Directly With Agent2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19322Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19322.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19321.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19321Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19321.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19320.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19320Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19320.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19319.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19319Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19319.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19318.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 24.62016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19318Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19318.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19317.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D Relating to When a DMM May Reopen a Security Electronically2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19317Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19317.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19316.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To List Options That Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, To Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and To Amend the Maintenance Listing Criteria Applicable to Certain Index Options2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19316Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19316.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19315.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(g) Related to Discretionary Peg Orders2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19315Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19315.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19314.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(f) To Make Correcting and Clarifying Changes2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19314Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19314.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19313.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19313Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19313.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19208.htmlNotice - Submission for OMB Review; Comment Request2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19208Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19208.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19207.htmlNotice - Proposed Collection; Comment Request2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19207Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19207.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19184.htmlNotice - Blackrock Funds, et al.; Notice of Application2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19184Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19184.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19183.htmlNotice - Submission for OMB Review; Comment Request2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19183Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19183.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19182.htmlNotice - Submission for OMB Review; Comment Request2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19182Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19182.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19181.htmlNotice - Proposed Collection; Comment Request2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19181Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19181.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19178.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE MKT Rule 19-Equities To Specify in Exchange Rules the Exchange's Use of Data Feeds From Investors' Exchange, LLC for Order Handling and Execution, Order Routing, and Regulatory Compliance2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19178Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19178.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19177.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify in Exchange Rules the Exchange's Use of Data Feeds From Investors' Exchange, LLC for Order Handling and Execution, Order Routing, and Regulatory Compliance2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19177Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19177.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19176.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 19 To Specify in Exchange Rules the Exchange's Use of Data Feeds From Investors' Exchange, LLC for Order Handling and Execution, Order Routing, and Regulatory Compliance2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19176Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19176.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19175.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 3 of NYSE Arca Equities Rule 8 To Extend the Effectiveness of the Exchange Traded Product Incentive Program2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19175Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19175.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19174.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19174Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19174.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19173.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Continuing Education Fees2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19173Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19173.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19172.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update or Adopt Various Fees for Services Provided by the Financial Industry Regulatory Authority2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19172Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19172.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19171.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9.218 To Specify the List of Violations Eligible for Disposition Under IEX's Minor Rule Violation Plan2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19171Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19171.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19170.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise the ICC End-of-Day Price Discovery Policies and Procedures2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19170Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19170.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-17032.htmlRule - Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-17032Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-17032.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/11/2016-19209.htmlNotice - In the Matter of Chang-On International, Inc., Computer Graphics International Inc., Guanwei Recycling Corp., John D. Oil and Gas Company, Legal Life Plans, Inc., Powder River Coal Corp., Reunion Industries, Inc., ThermoEnergy Corporation; Order of Suspension of Trading2016-08-11T00:00:00-07:002016-08-11T00:00:00-07:002016-19209Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-11/pdf/2016-19209.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/11/2016-19055.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule2016-08-11T00:00:00-07:002016-08-11T00:00:00-07:002016-19055Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-11/pdf/2016-19055.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/11/2016-19054.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 49 Regarding: (1) The Exchange's Emergency Powers; (2) the Exchange's Disaster Recovery Plans; and (3) Exchange Backup Systems and Mandatory Testing2016-08-11T00:00:00-07:002016-08-11T00:00:00-07:002016-19054Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-11/pdf/2016-19054.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/11/2016-19053.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, Rule Change, as Modified by Amendment No. 1, Amending NYSE Rule 49-Equities Regarding: (1) The Exchange's Emergency Powers; (2) the Exchange's Disaster Recovery Plans; and (3) Exchange Backup Systems and Mandatory Testing2016-08-11T00:00:00-07:002016-08-11T00:00:00-07:002016-19053Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-11/pdf/2016-19053.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/11/2016-19052.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.270(c) Concerning Clearly Erroneous Executions2016-08-11T00:00:00-07:002016-08-11T00:00:00-07:002016-19052Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-11/pdf/2016-19052.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18914.htmlNotice - TrimTabs ETF Trust, et al.; Notice of Application2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18914Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18914.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18913.htmlNotice - Allianz Life Insurance Company of North America, et al; Notice of Application2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18913Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18913.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18912.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 11.340(b) To Set Forth the Requirements for the Collection and Transmission of Data Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18912Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18912.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18911.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Detection of Loss of Connection2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18911Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18911.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18910.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18910.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18909.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM Retained Orders2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18909Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18909.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18908.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 4 to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, ISE Mercury, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18908Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18908.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18932.htmlNotice - Sunshine Act Meeting2016-08-09T00:00:00-07:002016-08-09T00:00:00-07:002016-18932Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18932.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18795.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.330 To Combine the TOPS and LAST Data Products and Make Minor Correcting and Conforming Changes to the Description of TOPS Viewer2016-08-09T00:00:00-07:002016-08-09T00:00:00-07:002016-18795Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18795.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18794.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Order Declaring Effective a Minor Rule Violation Plan2016-08-09T00:00:00-07:002016-08-09T00:00:00-07:002016-18794Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18794.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18793.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Chicago Stock Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ BX, Inc., NASDAQ PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and Investors Exchange LLC Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules2016-08-09T00:00:00-07:002016-08-09T00:00:00-07:002016-18793Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18793.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18792.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.21, Retail Orders, To Conform to the Rules of Bats BZX Exchange, Inc. and Bats BYX Exchange, Inc.2016-08-09T00:00:00-07:002016-08-09T00:00:00-07:002016-18792Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18792.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18754.htmlNotice - American Independence Funds Trust, et al.; Notice of Application2016-08-08T00:00:00-07:002016-08-08T00:00:00-07:002016-18754Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18754.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18706.htmlNotice - OSI ETF Trust, et al.; Notice of Application2016-08-08T00:00:00-07:002016-08-08T00:00:00-07:002016-18706Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18706.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18703.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Add Nasdaq Rule 7046 (Nasdaq Trading Insights)2016-08-08T00:00:00-07:002016-08-08T00:00:00-07:002016-18703Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18703.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18702.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market-Makers and Designated Primary Market-Makers (“DPMs”)2016-08-08T00:00:00-07:002016-08-08T00:00:00-07:002016-18702Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18702.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18701.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC2016-08-08T00:00:00-07:002016-08-08T00:00:00-07:002016-18701Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18701.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18700.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC2016-08-08T00:00:00-07:002016-08-08T00:00:00-07:002016-18700Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18700.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18699.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC2016-08-08T00:00:00-07:002016-08-08T00:00:00-07:002016-18699Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18699.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18698.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC2016-08-08T00:00:00-07:002016-08-08T00:00:00-07:002016-18698Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18698.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18697.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program2016-08-08T00:00:00-07:002016-08-08T00:00:00-07:002016-18697Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18697.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18683.htmlNotice - Managed Portfolio Series and Port Street Investments, LLC; Notice of Application2016-08-08T00:00:00-07:002016-08-08T00:00:00-07:002016-18683Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18683.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/05/C1-2016-17908.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data2016-08-05T00:00:00-07:002016-08-05T00:00:00-07:00C1-2016-17908Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/C1-2016-17908.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18571.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee2016-08-05T00:00:00-07:002016-08-05T00:00:00-07:002016-18571Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18571.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18570.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee2016-08-05T00:00:00-07:002016-08-05T00:00:00-07:002016-18570Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18570.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18569.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of the Shares of the Eaton Vance Floating-Rate & High Income NextShares of the Eaton Vance NextShares Trust II2016-08-05T00:00:00-07:002016-08-05T00:00:00-07:002016-18569Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18569.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18568.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 9/10 Examination Program2016-08-05T00:00:00-07:002016-08-05T00:00:00-07:002016-18568Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18568.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/05/2016-18567.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Rules Regarding Participants and Associated Persons Who Are or Become Subject to a Statutory Disqualification2016-08-05T00:00:00-07:002016-08-05T00:00:00-07:002016-18567Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-05/pdf/2016-18567.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18477.htmlNotice - Joint Industry Plan; Notice of Designation of Longer Period for Commission Action on the Proposed National Market System Plan Governing the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, the Investors' Exchange, LLC, ISE Gemini, LLC, ISE Mercury, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18477Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18477.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18475.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Risk Management Model Description Document and the ICC Risk Management Framework2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18475Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18475.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18474.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Typographical Errors in Certain Referenced Time Frames2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18474Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18474.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18473.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Web-Based Delivery of the Continuing Education Program2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18473Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18473.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18472.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the Securities Trader Registration Category and the Series 57 Securities Trader Examination Registration Requirement2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18472Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18472.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18471.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Detail How Complex Orders Will Execute Through the Facilitation Auction Mechanism2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18471Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18471.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18470.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Mortgage REIT ETF of First Trust Exchange-Traded Fund VIII2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18470Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18470.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18469.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Amending NYSE Rule 6A To Exclude the Physical Area Within Fully Enclosed Telephone Booths Located in 18 Broad Street From the Definition of Trading Floor2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18469Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18469.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18468.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18468Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18468.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18467.htmlNotice - Bain Capital Specialty Finance, Inc., et al.; Notice of Application2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18467Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18467.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-18466.htmlNotice - Investment Managers Series Trust and SilverPepper LLC; Notice of Application2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-18466Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-18466.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/04/2016-16964.htmlProposed Rule - Disclosure Update and Simplification2016-08-04T00:00:00-07:002016-08-04T00:00:00-07:002016-16964Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-04/pdf/2016-16964.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18321.htmlNotice - CSat Investment Advisory, L.P., et al.; Notice of Application2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18321Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18321.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18320.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Enhancements to The Options Clearing Corporation's Governance Arrangements2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18320Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18320.pdf