Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/30?limit=200®isters=between&mode=atom2024-05-04T15:53:21-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20952.htmlNotice - Sunshine Act Meeting2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20952Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20952.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20924.htmlNotice - In the Matter of MarilynJean Interactive Inc.; Order of Suspension of Trading2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20924Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20924.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20742.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc.2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20742Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20742.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20741.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effective Date of SR-FINRA-2016-0282016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20741Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20741.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20740.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the First Trust Horizon Managed Volatility Domestic ETF and the First Trust Horizon Managed Volatility Developed International ETF Under NYSE Arca Equities Rule 8.6002016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20740Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20740.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20739.htmlNotice - iShares Trust, et al.; Notice of Application2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20739Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20739.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20738.htmlNotice - Calvert Social Investment Fund, et al.; Notice of Application2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20738Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20738.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20737.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving a Proposed Rule Change To Expand the Short Term Option Series Program To Allow Wednesday Expirations for SPY Options2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20737Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20737.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20736.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; The Nasdaq Stock Market LLC; NASDAQ PHLX LLC; Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt Limit Order Protections2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20736Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20736.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20735.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(c)(4) To List and Trade Shares of the iShares iBonds Dec 2023 Term Muni Bond ETF and iShares iBonds Dec 2024 Term Muni Bond ETF of the iShares U.S. ETF Trust2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20735Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20735.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20734.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Connectivity Fees at Chapter VIII of the NASDAQ PHLX LLC Pricing Schedule2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20734Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20734.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20733.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Text of Current Rule 8313; Amending Rules Relating to the Imposition of Temporary and Current Cease and Desist Orders to Correspond to Recent Amendments by FINRA; and Making Certain Technical and Conforming Changes to Rule 93102016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20733Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20733.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20732.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc.2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20732Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20732.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/30/2016-20731.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending and Restating the Second Amended and Restated Certificate of Incorporation of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc.2016-08-30T00:00:00-07:002016-08-30T00:00:00-07:002016-20731Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-30/pdf/2016-20731.pdf