<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/24?registers=between Sun, 05 May 2024 16:49:10 -0700 Sun, 05 May 2024 16:49:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/24?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20258.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20258.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20258 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20258.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20257.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20257.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20257 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20257.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20256.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20256.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20256 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20256.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20212.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20212.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20212 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20212.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Rule Change as Modified by Amendment Nos. 1 and 2 To Adopt FINRA Capital Acquisition Broker Rules https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20211.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20211.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20211 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20211.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Nasdaq Rule 5735 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20210.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20210.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20210 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20210.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Equities Rules 7.35P, 7.34P, 7.18P and 7.31P Regarding Order Processing Following an Auction or When Transitioning From One Trading Session to Another https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20209.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20209.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20209 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20209.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the AdvisorShares KIM Korea Equity ETF https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20208.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20208.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20208 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20208.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20207.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20207.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20207 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20207.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 803 and 1308 https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20206.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20206.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20206 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20206.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to Rule G-12, on Uniform Practice, Regarding Close-Out Procedures for Municipal Securities https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20205.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20205.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20205 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20205.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Diversified Event Driven ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20204.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20204.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20204 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20204.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Use of the Alternative Display Facility for Trade Reporting Purpose Only https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20203.html https://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20203.html Wed, 24 Aug 2016 00:00:00 -0700 2016-20203 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20203.pdf