Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/24?limit=200®isters=between&mode=atom2024-03-29T01:22:59-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20258.htmlNotice - Proposed Collection; Comment Request2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20258Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20258.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20257.htmlNotice - Submission for OMB Review; Comment Request2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20257Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20257.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20256.htmlNotice - Proposed Collection; Comment Request2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20256Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20256.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20212.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20212Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20212.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20211.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Rule Change as Modified by Amendment Nos. 1 and 2 To Adopt FINRA Capital Acquisition Broker Rules2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20211Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20211.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20210.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Nasdaq Rule 5735 To Adopt Generic Listing Standards for Managed Fund Shares2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20210Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20210.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20209.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Equities Rules 7.35P, 7.34P, 7.18P and 7.31P Regarding Order Processing Following an Auction or When Transitioning From One Trading Session to Another2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20209Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20209.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20208.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the AdvisorShares KIM Korea Equity ETF2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20208Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20208.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20207.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Global Bond Opportunities ETF2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20207Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20207.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20206.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 803 and 13082016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20206Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20206.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20205.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to Rule G-12, on Uniform Practice, Regarding Close-Out Procedures for Municipal Securities2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20205Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20205.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20204.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the JPMorgan Diversified Event Driven ETF Under NYSE Arca Equities Rule 8.6002016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20204Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20204.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/24/2016-20203.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Use of the Alternative Display Facility for Trade Reporting Purpose Only2016-08-24T00:00:00-07:002016-08-24T00:00:00-07:002016-20203Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-24/pdf/2016-20203.pdf