<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/19?registers=between Sat, 27 Apr 2024 21:28:28 -0700 Sat, 27 Apr 2024 21:28:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/19?registers=between Notice - In the Matter of Imperial Plantation Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19945.html https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19945.html Fri, 19 Aug 2016 00:00:00 -0700 2016-19945 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19945.pdf Notice - Wells Fargo Bank, National Association, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19855.html https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19855.html Fri, 19 Aug 2016 00:00:00 -0700 2016-19855 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19855.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7047 https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19799.html https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19799.html Fri, 19 Aug 2016 00:00:00 -0700 2016-19799 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19799.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19798.html https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19798.html Fri, 19 Aug 2016 00:00:00 -0700 2016-19798 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19798.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 2232 (Customer Confirmations) To Require Members To Disclose Additional Pricing Information on Retail Customer Confirmations Relating to Transactions in Fixed Income Securities https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19773.html https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19773.html Fri, 19 Aug 2016 00:00:00 -0700 2016-19773 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19773.pdf