Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/19?limit=200&registers=between&mode=atom 2024-04-19T13:15:39-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19945.html Notice - In the Matter of Imperial Plantation Corporation; Order of Suspension of Trading 2016-08-19T00:00:00-07:00 2016-08-19T00:00:00-07:00 2016-19945 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19945.pdf https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19855.html Notice - Wells Fargo Bank, National Association, et al., Notice of Application 2016-08-19T00:00:00-07:00 2016-08-19T00:00:00-07:00 2016-19855 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19855.pdf https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19799.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7047 2016-08-19T00:00:00-07:00 2016-08-19T00:00:00-07:00 2016-19799 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19799.pdf https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19798.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule 2016-08-19T00:00:00-07:00 2016-08-19T00:00:00-07:00 2016-19798 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19798.pdf https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19773.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 2232 (Customer Confirmations) To Require Members To Disclose Additional Pricing Information on Retail Customer Confirmations Relating to Transactions in Fixed Income Securities 2016-08-19T00:00:00-07:00 2016-08-19T00:00:00-07:00 2016-19773 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-19/pdf/2016-19773.pdf