<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/15?registers=between Sat, 04 May 2024 06:12:42 -0700 Sat, 04 May 2024 06:12:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/15?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19455.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19455.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19455 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19455.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Clearing Fund Maintenance Fee https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19326.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19326.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19326 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19326.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19325.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19325.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19325 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19325.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19324.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19324.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19324 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19324.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change in the Permitted Size of a Basket Applicable to Shares of ETFS Physical Silver Shares Issued by the ETFS Silver Trust https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19323.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19323.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19323.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Regarding the Implementation of Functionality To Submit a Cover of Protect on Behalf of Another Participant and the Removal of the Option To Cover of Protect Directly With Agent https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19322.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19322.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19322 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19322.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19321.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19321.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19321 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19321.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19320.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19320.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19320 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19320.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19319.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19319.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19319 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19319.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 24.6 https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19318.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19318.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19318 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19318.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D Relating to When a DMM May Reopen a Security Electronically https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19317.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19317.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19317 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19317.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To List Options That Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, To Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and To Amend the Maintenance Listing Criteria Applicable to Certain Index Options https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19316.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19316.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19316 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19316.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(g) Related to Discretionary Peg Orders https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19315.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19315.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19315 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19315.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(f) To Make Correcting and Clarifying Changes https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19314.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19314.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19314 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19314.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19313.html https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19313.html Mon, 15 Aug 2016 00:00:00 -0700 2016-19313 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19313.pdf