Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/15?limit=200®isters=between&mode=atom2024-05-10T20:53:59-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19455.htmlNotice - Sunshine Act Meeting2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19455Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19455.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19326.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Clearing Fund Maintenance Fee2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19326Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19326.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19325.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.6002016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19325Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19325.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19324.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19324Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19324.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19323.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change in the Permitted Size of a Basket Applicable to Shares of ETFS Physical Silver Shares Issued by the ETFS Silver Trust2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19323Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19323.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19322.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Regarding the Implementation of Functionality To Submit a Cover of Protect on Behalf of Another Participant and the Removal of the Option To Cover of Protect Directly With Agent2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19322Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19322.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19321.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19321Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19321.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19320.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19320Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19320.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19319.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19319Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19319.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19318.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 24.62016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19318Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19318.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19317.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D Relating to When a DMM May Reopen a Security Electronically2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19317Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19317.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19316.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To List Options That Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, To Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and To Amend the Maintenance Listing Criteria Applicable to Certain Index Options2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19316Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19316.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19315.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(g) Related to Discretionary Peg Orders2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19315Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19315.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19314.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(f) To Make Correcting and Clarifying Changes2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19314Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19314.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19313.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule2016-08-15T00:00:00-07:002016-08-15T00:00:00-07:002016-19313Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19313.pdf