Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/15?limit=200&registers=between&mode=atom 2024-05-10T20:53:59-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19455.html Notice - Sunshine Act Meeting 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19455 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19455.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19326.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a Clearing Fund Maintenance Fee 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19326 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19326.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19325.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19325 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19325.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19324.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19324 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19324.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19323.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change in the Permitted Size of a Basket Applicable to Shares of ETFS Physical Silver Shares Issued by the ETFS Silver Trust 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19323.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19322.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Regarding the Implementation of Functionality To Submit a Cover of Protect on Behalf of Another Participant and the Removal of the Option To Cover of Protect Directly With Agent 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19322 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19322.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19321.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19321 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19321.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19320.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19320 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19320.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19319.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19319 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19319.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19318.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 24.6 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19318 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19318.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19317.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D Relating to When a DMM May Reopen a Security Electronically 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19317 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19317.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19316.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To List Options That Overlie the FTSE Developed Europe Index and the FTSE Emerging Index, To Raise the Comprehensive Surveillance Agreement Percentage Applicable to Certain Index Options, and To Amend the Maintenance Listing Criteria Applicable to Certain Index Options 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19316 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19316.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19315.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(g) Related to Discretionary Peg Orders 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19315 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19315.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19314.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.190(f) To Make Correcting and Clarifying Changes 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19314 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19314.pdf https://regulations.justia.com/regulations/fedreg/2016/08/15/2016-19313.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule 2016-08-15T00:00:00-07:00 2016-08-15T00:00:00-07:00 2016-19313 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-15/pdf/2016-19313.pdf