Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/12?limit=200&registers=between&mode=atom 2024-04-15T18:36:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19208.html Notice - Submission for OMB Review; Comment Request 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19208 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19208.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19207.html Notice - Proposed Collection; Comment Request 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19207 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19207.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19184.html Notice - Blackrock Funds, et al.; Notice of Application 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19184 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19184.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19183.html Notice - Submission for OMB Review; Comment Request 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19183 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19183.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19182.html Notice - Submission for OMB Review; Comment Request 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19182 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19182.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19181.html Notice - Proposed Collection; Comment Request 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19181 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19181.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19178.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE MKT Rule 19-Equities To Specify in Exchange Rules the Exchange's Use of Data Feeds From Investors' Exchange, LLC for Order Handling and Execution, Order Routing, and Regulatory Compliance 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19178 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19178.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19177.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify in Exchange Rules the Exchange's Use of Data Feeds From Investors' Exchange, LLC for Order Handling and Execution, Order Routing, and Regulatory Compliance 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19177 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19177.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19176.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 19 To Specify in Exchange Rules the Exchange's Use of Data Feeds From Investors' Exchange, LLC for Order Handling and Execution, Order Routing, and Regulatory Compliance 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19176 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19176.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19175.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 3 of NYSE Arca Equities Rule 8 To Extend the Effectiveness of the Exchange Traded Product Incentive Program 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19175 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19175.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19174.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19174 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19174.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19173.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Continuing Education Fees 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19173 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19173.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19172.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update or Adopt Various Fees for Services Provided by the Financial Industry Regulatory Authority 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19172 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19172.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19171.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9.218 To Specify the List of Violations Eligible for Disposition Under IEX's Minor Rule Violation Plan 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19171 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19171.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19170.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise the ICC End-of-Day Price Discovery Policies and Procedures 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-19170 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19170.pdf https://regulations.justia.com/regulations/fedreg/2016/08/12/2016-17032.html Rule - Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information 2016-08-12T00:00:00-07:00 2016-08-12T00:00:00-07:00 2016-17032 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-17032.pdf