Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/12?limit=200®isters=between&mode=atom2024-04-24T11:06:16-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19208.htmlNotice - Submission for OMB Review; Comment Request2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19208Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19208.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19207.htmlNotice - Proposed Collection; Comment Request2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19207Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19207.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19184.htmlNotice - Blackrock Funds, et al.; Notice of Application2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19184Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19184.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19183.htmlNotice - Submission for OMB Review; Comment Request2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19183Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19183.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19182.htmlNotice - Submission for OMB Review; Comment Request2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19182Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19182.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19181.htmlNotice - Proposed Collection; Comment Request2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19181Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19181.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19178.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE MKT Rule 19-Equities To Specify in Exchange Rules the Exchange's Use of Data Feeds From Investors' Exchange, LLC for Order Handling and Execution, Order Routing, and Regulatory Compliance2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19178Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19178.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19177.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Specify in Exchange Rules the Exchange's Use of Data Feeds From Investors' Exchange, LLC for Order Handling and Execution, Order Routing, and Regulatory Compliance2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19177Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19177.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19176.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 19 To Specify in Exchange Rules the Exchange's Use of Data Feeds From Investors' Exchange, LLC for Order Handling and Execution, Order Routing, and Regulatory Compliance2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19176Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19176.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19175.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 3 of NYSE Arca Equities Rule 8 To Extend the Effectiveness of the Exchange Traded Product Incentive Program2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19175Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19175.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19174.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19174Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19174.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19173.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Continuing Education Fees2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19173Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19173.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19172.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update or Adopt Various Fees for Services Provided by the Financial Industry Regulatory Authority2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19172Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19172.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19171.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 9.218 To Specify the List of Violations Eligible for Disposition Under IEX's Minor Rule Violation Plan2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19171Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19171.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-19170.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise the ICC End-of-Day Price Discovery Policies and Procedures2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-19170Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-19170.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/12/2016-17032.htmlRule - Regulation SBSR-Reporting and Dissemination of Security-Based Swap Information2016-08-12T00:00:00-07:002016-08-12T00:00:00-07:002016-17032Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-12/pdf/2016-17032.pdf