Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/10?limit=200&registers=between&mode=atom 2021-07-29T08:42:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18914.html Notice - TrimTabs ETF Trust, et al.; Notice of Application 2016-08-10T00:00:00-07:00 2016-08-10T00:00:00-07:00 2016-18914 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18914.pdf https://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18913.html Notice - Allianz Life Insurance Company of North America, et al; Notice of Application 2016-08-10T00:00:00-07:00 2016-08-10T00:00:00-07:00 2016-18913 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18913.pdf https://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18912.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 11.340(b) To Set Forth the Requirements for the Collection and Transmission of Data Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-08-10T00:00:00-07:00 2016-08-10T00:00:00-07:00 2016-18912 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18912.pdf https://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18911.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Detection of Loss of Connection 2016-08-10T00:00:00-07:00 2016-08-10T00:00:00-07:00 2016-18911 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18911.pdf https://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18910.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule 2016-08-10T00:00:00-07:00 2016-08-10T00:00:00-07:00 2016-18910 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18910.pdf https://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18909.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM Retained Orders 2016-08-10T00:00:00-07:00 2016-08-10T00:00:00-07:00 2016-18909 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18909.pdf https://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18908.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 4 to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, ISE Mercury, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2016-08-10T00:00:00-07:00 2016-08-10T00:00:00-07:00 2016-18908 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18908.pdf