Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/10?limit=200®isters=between&mode=atom2024-05-10T15:26:26-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18914.htmlNotice - TrimTabs ETF Trust, et al.; Notice of Application2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18914Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18914.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18913.htmlNotice - Allianz Life Insurance Company of North America, et al; Notice of Application2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18913Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18913.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18912.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 11.340(b) To Set Forth the Requirements for the Collection and Transmission of Data Pursuant to the Regulation NMS Plan To Implement a Tick Size Pilot Program2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18912Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18912.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18911.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Detection of Loss of Connection2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18911Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18911.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18910.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18910.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18909.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM Retained Orders2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18909Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18909.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/10/2016-18908.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 4 to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, ISE Mercury, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2016-08-10T00:00:00-07:002016-08-10T00:00:00-07:002016-18908Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-10/pdf/2016-18908.pdf