<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/09?registers=between Fri, 03 May 2024 21:36:54 -0700 Fri, 03 May 2024 21:36:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18932.html https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18932.html Tue, 09 Aug 2016 00:00:00 -0700 2016-18932 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18932.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.330 To Combine the TOPS and LAST Data Products and Make Minor Correcting and Conforming Changes to the Description of TOPS Viewer https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18795.html https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18795.html Tue, 09 Aug 2016 00:00:00 -0700 2016-18795 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18795.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Order Declaring Effective a Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18794.html https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18794.html Tue, 09 Aug 2016 00:00:00 -0700 2016-18794 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18794.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Chicago Stock Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ BX, Inc., NASDAQ PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc., and Investors Exchange LLC Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18793.html https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18793.html Tue, 09 Aug 2016 00:00:00 -0700 2016-18793 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18793.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.21, Retail Orders, To Conform to the Rules of Bats BZX Exchange, Inc. and Bats BYX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18792.html https://regulations.justia.com/regulations/fedreg/2016/08/09/2016-18792.html Tue, 09 Aug 2016 00:00:00 -0700 2016-18792 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-09/pdf/2016-18792.pdf