<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/08?registers=between Sat, 04 May 2024 20:36:34 -0700 Sat, 04 May 2024 20:36:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/08?registers=between Notice - American Independence Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18754.html https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18754.html Mon, 08 Aug 2016 00:00:00 -0700 2016-18754 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18754.pdf Notice - OSI ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18706.html https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18706.html Mon, 08 Aug 2016 00:00:00 -0700 2016-18706 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18706.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Add Nasdaq Rule 7046 (Nasdaq Trading Insights) https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18703.html https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18703.html Mon, 08 Aug 2016 00:00:00 -0700 2016-18703 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18703.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market-Makers and Designated Primary Market-Makers (“DPMs”) https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18702.html https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18702.html Mon, 08 Aug 2016 00:00:00 -0700 2016-18702 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18702.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18701.html https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18701.html Mon, 08 Aug 2016 00:00:00 -0700 2016-18701 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18701.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18700.html https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18700.html Mon, 08 Aug 2016 00:00:00 -0700 2016-18700 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18700.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18699.html https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18699.html Mon, 08 Aug 2016 00:00:00 -0700 2016-18699 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18699.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18698.html https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18698.html Mon, 08 Aug 2016 00:00:00 -0700 2016-18698 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18698.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18697.html https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18697.html Mon, 08 Aug 2016 00:00:00 -0700 2016-18697 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18697.pdf Notice - Managed Portfolio Series and Port Street Investments, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18683.html https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18683.html Mon, 08 Aug 2016 00:00:00 -0700 2016-18683 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18683.pdf