Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/08?limit=200&registers=between&mode=atom 2024-05-07T11:15:08-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18754.html Notice - American Independence Funds Trust, et al.; Notice of Application 2016-08-08T00:00:00-07:00 2016-08-08T00:00:00-07:00 2016-18754 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18754.pdf https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18706.html Notice - OSI ETF Trust, et al.; Notice of Application 2016-08-08T00:00:00-07:00 2016-08-08T00:00:00-07:00 2016-18706 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18706.pdf https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18703.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Add Nasdaq Rule 7046 (Nasdaq Trading Insights) 2016-08-08T00:00:00-07:00 2016-08-08T00:00:00-07:00 2016-18703 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18703.pdf https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18702.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Market-Makers and Designated Primary Market-Makers (“DPMs”) 2016-08-08T00:00:00-07:00 2016-08-08T00:00:00-07:00 2016-18702 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18702.pdf https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18701.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC 2016-08-08T00:00:00-07:00 2016-08-08T00:00:00-07:00 2016-18701 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18701.pdf https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18700.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC 2016-08-08T00:00:00-07:00 2016-08-08T00:00:00-07:00 2016-18700 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18700.pdf https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18699.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC 2016-08-08T00:00:00-07:00 2016-08-08T00:00:00-07:00 2016-18699 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18699.pdf https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18698.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC 2016-08-08T00:00:00-07:00 2016-08-08T00:00:00-07:00 2016-18698 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18698.pdf https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18697.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program 2016-08-08T00:00:00-07:00 2016-08-08T00:00:00-07:00 2016-18697 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18697.pdf https://regulations.justia.com/regulations/fedreg/2016/08/08/2016-18683.html Notice - Managed Portfolio Series and Port Street Investments, LLC; Notice of Application 2016-08-08T00:00:00-07:00 2016-08-08T00:00:00-07:00 2016-18683 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-08/pdf/2016-18683.pdf