<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/03?registers=between Sun, 28 Apr 2024 03:05:53 -0700 Sun, 28 Apr 2024 03:05:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/03?registers=between Notice - CSat Investment Advisory, L.P., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18321.html https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18321.html Wed, 03 Aug 2016 00:00:00 -0700 2016-18321 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18321.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Enhancements to The Options Clearing Corporation's Governance Arrangements https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18320.html https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18320.html Wed, 03 Aug 2016 00:00:00 -0700 2016-18320 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18320.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the PowerShares Variable Rate Investment Grade Portfolio, a Series of the PowerShares Actively Managed Exchange-Traded Fund Trust https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18319.html https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18319.html Wed, 03 Aug 2016 00:00:00 -0700 2016-18319 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18319.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Ninth Amended and Restated Operating Agreement of the Exchange https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18318.html https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18318.html Wed, 03 Aug 2016 00:00:00 -0700 2016-18318 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18318.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Operation of the Regulation NMS Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18317.html https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18317.html Wed, 03 Aug 2016 00:00:00 -0700 2016-18317 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18317.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Investors Exchange LLC https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18316.html https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18316.html Wed, 03 Aug 2016 00:00:00 -0700 2016-18316 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18316.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Direxion Daily Municipal Bond Taxable Bear 1X Fund Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18315.html https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18315.html Wed, 03 Aug 2016 00:00:00 -0700 2016-18315 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18315.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Amendments to NYSE MKT Rules 1600 et seq. https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18314.html https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18314.html Wed, 03 Aug 2016 00:00:00 -0700 2016-18314 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18314.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Tiers Related to SPY Options https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18313.html https://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18313.html Wed, 03 Aug 2016 00:00:00 -0700 2016-18313 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18313.pdf