Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/03?limit=200®isters=between&mode=atom2024-03-28T13:00:40-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18321.htmlNotice - CSat Investment Advisory, L.P., et al.; Notice of Application2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18321Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18321.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18320.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Enhancements to The Options Clearing Corporation's Governance Arrangements2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18320Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18320.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18319.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of the PowerShares Variable Rate Investment Grade Portfolio, a Series of the PowerShares Actively Managed Exchange-Traded Fund Trust2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18319Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18319.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18318.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the Ninth Amended and Restated Operating Agreement of the Exchange2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18318Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18318.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18317.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Operation of the Regulation NMS Plan To Address Extraordinary Market Volatility2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18317Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18317.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18316.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Investors Exchange LLC2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18316Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18316.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18315.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Direxion Daily Municipal Bond Taxable Bear 1X Fund Under NYSE Arca Equities Rule 5.2(j)(3)2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18315Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18315.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18314.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Amendments to NYSE MKT Rules 1600 et seq.2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18314Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18314.pdfhttps://regulations.justia.com/regulations/fedreg/2016/08/03/2016-18313.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Tiers Related to SPY Options2016-08-03T00:00:00-07:002016-08-03T00:00:00-07:002016-18313Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-08-03/pdf/2016-18313.pdf