Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/08/01?limit=200&registers=between&mode=atom 2024-04-18T04:34:35-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18211.html Notice - Sunshine Act Meeting 2016-08-01T00:00:00-07:00 2016-08-01T00:00:00-07:00 2016-18211 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18211.pdf https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18060.html Notice - New York Life Insurance and Annuity Corporation, et al; Notice of Application 2016-08-01T00:00:00-07:00 2016-08-01T00:00:00-07:00 2016-18060 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18060.pdf https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18057.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule 2016-08-01T00:00:00-07:00 2016-08-01T00:00:00-07:00 2016-18057 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18057.pdf https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18056.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 11.230 To Rename the “Router Plus” Routing Option to “Router” 2016-08-01T00:00:00-07:00 2016-08-01T00:00:00-07:00 2016-18056 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18056.pdf https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18055.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 754 (Employees' Discretion as to Customers' Accounts) 2016-08-01T00:00:00-07:00 2016-08-01T00:00:00-07:00 2016-18055 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18055.pdf https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18054.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Exchange Fees and Other Claims and Billing Policy 2016-08-01T00:00:00-07:00 2016-08-01T00:00:00-07:00 2016-18054 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18054.pdf https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18053.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust Under BZX Rule 14.11(i), Managed Fund Shares 2016-08-01T00:00:00-07:00 2016-08-01T00:00:00-07:00 2016-18053 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18053.pdf https://regulations.justia.com/regulations/fedreg/2016/08/01/2016-18052.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Virtus Japan Alpha ETF Under NYSE Arca Equities Rule 8.600 2016-08-01T00:00:00-07:00 2016-08-01T00:00:00-07:00 2016-18052 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-08-01/pdf/2016-18052.pdf