<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/07?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 20:44:30 -0700 Thu, 23 May 2024 20:44:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/07?registers=between&min-day=1&max-day=31 Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18061.html https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18061.html Fri, 29 Jul 2016 00:00:00 -0700 2016-18061 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-18061.pdf Notice - Order Granting Application of Investors' Exchange LLC for a Limited Exemption from Exchange Act Rule 10b-10(a)(2)(i)(A) pursuant to Rule 10b-10(f) https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18020.html https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18020.html Fri, 29 Jul 2016 00:00:00 -0700 2016-18020 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-18020.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17911.html https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17911.html Fri, 29 Jul 2016 00:00:00 -0700 2016-17911 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17911.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Tied to Stock Orders https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17910.html https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17910.html Fri, 29 Jul 2016 00:00:00 -0700 2016-17910 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17910.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Options Market LLC Pricing at Chapter XV https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17909.html https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17909.html Fri, 29 Jul 2016 00:00:00 -0700 2016-17909 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17909.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17908.html https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17908.html Fri, 29 Jul 2016 00:00:00 -0700 2016-17908 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17908.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17907.html https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17907.html Fri, 29 Jul 2016 00:00:00 -0700 2016-17907 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17907.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to NSX Rule 11.25(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17906.html https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17906.html Fri, 29 Jul 2016 00:00:00 -0700 2016-17906 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17906.pdf Rule - Amendments to the Commission's Rules of Practice https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-16987.html https://regulations.justia.com/regulations/fedreg/2016/07/29/2016-16987.html Fri, 29 Jul 2016 00:00:00 -0700 2016-16987 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-16987.pdf Notice - In the Matter of American Transportation Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17965.html https://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17965.html Thu, 28 Jul 2016 00:00:00 -0700 2016-17965 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17965.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 6, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17824.html https://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17824.html Thu, 28 Jul 2016 00:00:00 -0700 2016-17824 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17824.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Price Improvement XL Pricing https://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17823.html https://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17823.html Thu, 28 Jul 2016 00:00:00 -0700 2016-17823 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17823.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Complimentary Services Offered to Certain New Listings https://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17822.html https://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17822.html Thu, 28 Jul 2016 00:00:00 -0700 2016-17822 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17822.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17820.html https://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17820.html Thu, 28 Jul 2016 00:00:00 -0700 2016-17820 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17820.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 7 Thereto, Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17825.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17825.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17825 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17825.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17821.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17821.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17821 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17821.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17676.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17676.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17676 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17676.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17675.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17675.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17675 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17675.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as well as Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and the NYSE Arca Options Fee Schedule To Reflect the Changes https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17674.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17674.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17674 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17674.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the NYSE Price List To Reflect the Changes https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17673.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17673.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17673 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17673.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Virtus Japan Alpha ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17672.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17672.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17672 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17672.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Exchange-Traded Managed Funds https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17671.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17671.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17671 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17671.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the First Trust Municipal High Income ETF of First Trust Exchange-Traded Fund III https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17670.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17670.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17670 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17670.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rules 2.16(c) and 2.21(i) to Harmonize the Requirement of When an ETP Holder Must File a Uniform Termination Notice for Securities Industry Registration With the Rules of Other Exchanges and FINRA https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17669.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17669.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17669 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17669.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliated Entities https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17668.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17668.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17668 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17668.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rules 2.17(c) and 2.23(i) To Harmonize the Requirement of When OTP Holders and OTP Firms Must File a Uniform Termination Notice for Securities Industry Registration With the Rules of Other Exchanges and FINRA https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17667.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17667.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17667 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17667.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliated Entities https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17666.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17666.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17666 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17666.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Pursuant to Which DTC Would Impose Deposit Chills and Global Locks and Provide Fair Procedures to Issuers https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17665.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17665.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17665 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17665.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17664.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17664.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17664 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17664.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17663.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17663.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17663 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17663.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17662.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17662.html Wed, 27 Jul 2016 00:00:00 -0700 2016-17662 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17662.pdf Proposed Rule - Disclosure of Order Handling Information https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-16967.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-16967.html Wed, 27 Jul 2016 00:00:00 -0700 2016-16967 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-16967.pdf Rule - Order Recognizing the Resource Extraction Payment Disclosure Requirements of the European Union, Canada and the U.S. Extractive Industries Transparency Initiative as Substantially Similar to the Requirements of Rule 13q-1 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-15677.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-15677.html Wed, 27 Jul 2016 00:00:00 -0700 2016-15677 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-15677.pdf Rule - Disclosure of Payments by Resource Extraction Issuers https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-15676.html https://regulations.justia.com/regulations/fedreg/2016/07/27/2016-15676.html Wed, 27 Jul 2016 00:00:00 -0700 2016-15676 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-15676.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17636.html https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17636.html Tue, 26 Jul 2016 00:00:00 -0700 2016-17636 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17636.pdf Notice - Mutual Fund Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17607.html https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17607.html Tue, 26 Jul 2016 00:00:00 -0700 2016-17607 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17607.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Affiliated Entities https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17586.html https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17586.html Tue, 26 Jul 2016 00:00:00 -0700 2016-17586 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17586.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 1.1(s) and 7.35P(a)(10)(A) to Extend the Period for the Current Trading Halt Auction Collar Price Collar Thresholds https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17585.html https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17585.html Tue, 26 Jul 2016 00:00:00 -0700 2016-17585 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17585.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Regarding Payment of Compensation and Rebates, and Research Analyst Attestation Requirements, Harmonizing With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17584.html https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17584.html Tue, 26 Jul 2016 00:00:00 -0700 2016-17584 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17584.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a New Rule 346 Prohibiting Association by Member Organizations, Principal Executives, Approved Persons, and Persons Associated With a Member Organization or Control Persons of Member Organizations With Persons Subject to a Statutory Disqualification https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17583.html https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17583.html Tue, 26 Jul 2016 00:00:00 -0700 2016-17583 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17583.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Recently Adopted Step Up Mechanism on Its Equity Options Platform https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17582.html https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17582.html Tue, 26 Jul 2016 00:00:00 -0700 2016-17582 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17582.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d) and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76 https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17580.html https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17580.html Tue, 26 Jul 2016 00:00:00 -0700 2016-17580 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17580.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17573.html https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17573.html Tue, 26 Jul 2016 00:00:00 -0700 2016-17573 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17573.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17572.html https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17572.html Tue, 26 Jul 2016 00:00:00 -0700 2016-17572 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17572.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Adjustments to Its Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17448.html https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17448.html Mon, 25 Jul 2016 00:00:00 -0700 2016-17448 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17448.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Adjustments to Nasdaq's Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17447.html https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17447.html Mon, 25 Jul 2016 00:00:00 -0700 2016-17447 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17447.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Reporting of U.S. Treasury Securities to the Trade Reporting and Compliance Engine https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17446.html https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17446.html Mon, 25 Jul 2016 00:00:00 -0700 2016-17446 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17446.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Establish a Link With Euroclear https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17445.html https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17445.html Mon, 25 Jul 2016 00:00:00 -0700 2016-17445 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17445.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 1.1 To Establish an Official Closing Price for Exchange-Listed Securities if the Exchange Is Unable To Conduct a Closing Auction https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17444.html https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17444.html Mon, 25 Jul 2016 00:00:00 -0700 2016-17444 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17444.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7018 https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17443.html https://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17443.html Mon, 25 Jul 2016 00:00:00 -0700 2016-17443 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17443.pdf