Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/07?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-22T22:08:24-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18061.htmlNotice - Sunshine Act Meeting2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-18061Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-18061.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-18020.htmlNotice - Order Granting Application of Investors' Exchange LLC for a Limited Exemption from Exchange Act Rule 10b-10(a)(2)(i)(A) pursuant to Rule 10b-10(f)2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-18020Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-18020.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17911.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17911Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17911.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17910.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Tied to Stock Orders2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17910.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17909.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Options Market LLC Pricing at Chapter XV2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17909Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17909.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17908.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17908Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17908.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17907.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17907Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17907.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-17906.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to NSX Rule 11.25(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-17906Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-17906.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/29/2016-16987.htmlRule - Amendments to the Commission's Rules of Practice2016-07-29T00:00:00-07:002016-07-29T00:00:00-07:002016-16987Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-29/pdf/2016-16987.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17965.htmlNotice - In the Matter of American Transportation Holdings, Inc.; Order of Suspension of Trading2016-07-28T00:00:00-07:002016-07-28T00:00:00-07:002016-17965Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17965.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17824.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 6, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares2016-07-28T00:00:00-07:002016-07-28T00:00:00-07:002016-17824Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17824.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17823.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Price Improvement XL Pricing2016-07-28T00:00:00-07:002016-07-28T00:00:00-07:002016-17823Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17823.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17822.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Complimentary Services Offered to Certain New Listings2016-07-28T00:00:00-07:002016-07-28T00:00:00-07:002016-17822Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17822.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/28/2016-17820.htmlNotice - Submission for OMB Review; Comment Request2016-07-28T00:00:00-07:002016-07-28T00:00:00-07:002016-17820Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-28/pdf/2016-17820.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17825.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 7 Thereto, Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17825Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17825.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17821.htmlNotice - Submission for OMB Review; Comment Request2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17821Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17821.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17676.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17676Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17676.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17675.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as well as Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the Changes2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17675Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17675.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17674.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as well as Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and the NYSE Arca Options Fee Schedule To Reflect the Changes2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17674Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17674.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17673.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Change, as Modified by Amendment Nos. 1 and 2, Establishing Fees Relating to End Users and Amending the Definition of “Affiliate,” as Well as Amending the NYSE Price List To Reflect the Changes2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17673Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17673.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17672.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Virtus Japan Alpha ETF Under NYSE Arca Equities Rule 8.6002016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17672Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17672.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17671.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Exchange-Traded Managed Funds2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17671Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17671.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17670.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Shares of the First Trust Municipal High Income ETF of First Trust Exchange-Traded Fund III2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17670Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17670.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17669.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rules 2.16(c) and 2.21(i) to Harmonize the Requirement of When an ETP Holder Must File a Uniform Termination Notice for Securities Industry Registration With the Rules of Other Exchanges and FINRA2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17669Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17669.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17668.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliated Entities2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17668Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17668.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17667.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rules 2.17(c) and 2.23(i) To Harmonize the Requirement of When OTP Holders and OTP Firms Must File a Uniform Termination Notice for Securities Industry Registration With the Rules of Other Exchanges and FINRA2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17667Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17667.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17666.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Affiliated Entities2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17666Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17666.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17665.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Pursuant to Which DTC Would Impose Deposit Chills and Global Locks and Provide Fair Procedures to Issuers2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17665Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17665.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17664.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Price List2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17664Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17664.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17663.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17663Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17663.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-17662.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-17662Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-17662.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-16967.htmlProposed Rule - Disclosure of Order Handling Information2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-16967Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-16967.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-15677.htmlRule - Order Recognizing the Resource Extraction Payment Disclosure Requirements of the European Union, Canada and the U.S. Extractive Industries Transparency Initiative as Substantially Similar to the Requirements of Rule 13q-1 Under the Securities Exchange Act of 19342016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-15677Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-15677.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/27/2016-15676.htmlRule - Disclosure of Payments by Resource Extraction Issuers2016-07-27T00:00:00-07:002016-07-27T00:00:00-07:002016-15676Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-27/pdf/2016-15676.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17636.htmlNotice - Submission for OMB Review; Comment Request2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17636Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17636.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17607.htmlNotice - Mutual Fund Series Trust, et al.; Notice of Application2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17607Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17607.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17586.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Affiliated Entities2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17586Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17586.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17585.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 1.1(s) and 7.35P(a)(10)(A) to Extend the Period for the Current Trading Halt Auction Collar Price Collar Thresholds2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17585Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17585.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17584.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Regarding Payment of Compensation and Rebates, and Research Analyst Attestation Requirements, Harmonizing With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17584Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17584.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17583.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a New Rule 346 Prohibiting Association by Member Organizations, Principal Executives, Approved Persons, and Persons Associated With a Member Organization or Control Persons of Member Organizations With Persons Subject to a Statutory Disqualification2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17583Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17583.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17582.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Recently Adopted Step Up Mechanism on Its Equity Options Platform2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17582.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17580.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d) and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 762016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17580Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17580.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17573.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities2016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17573Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17573.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17572.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.6002016-07-26T00:00:00-07:002016-07-26T00:00:00-07:002016-17572Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17572.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17448.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Adjustments to Its Options Regulatory Fee2016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17448Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17448.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17447.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Adjustments to Nasdaq's Options Regulatory Fee2016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17447Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17447.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17446.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Reporting of U.S. Treasury Securities to the Trade Reporting and Compliance Engine2016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17446Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17446.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17445.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Establish a Link With Euroclear2016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17445Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17445.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17444.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 1.1 To Establish an Official Closing Price for Exchange-Listed Securities if the Exchange Is Unable To Conduct a Closing Auction2016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17444Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17444.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/25/2016-17443.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 70182016-07-25T00:00:00-07:002016-07-25T00:00:00-07:002016-17443Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-25/pdf/2016-17443.pdf