Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/07/26?limit=200&registers=between&mode=atom 2024-12-21T09:52:04-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17636.html Notice - Submission for OMB Review; Comment Request 2016-07-26T00:00:00-07:00 2016-07-26T00:00:00-07:00 2016-17636 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17636.pdf https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17607.html Notice - Mutual Fund Series Trust, et al.; Notice of Application 2016-07-26T00:00:00-07:00 2016-07-26T00:00:00-07:00 2016-17607 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17607.pdf https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17586.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Affiliated Entities 2016-07-26T00:00:00-07:00 2016-07-26T00:00:00-07:00 2016-17586 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17586.pdf https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17585.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 1.1(s) and 7.35P(a)(10)(A) to Extend the Period for the Current Trading Halt Auction Collar Price Collar Thresholds 2016-07-26T00:00:00-07:00 2016-07-26T00:00:00-07:00 2016-17585 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17585.pdf https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17584.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Regarding Payment of Compensation and Rebates, and Research Analyst Attestation Requirements, Harmonizing With Certain Financial Industry Regulatory Authority, Inc. Rules and Making Other Conforming Changes 2016-07-26T00:00:00-07:00 2016-07-26T00:00:00-07:00 2016-17584 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17584.pdf https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17583.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for a New Rule 346 Prohibiting Association by Member Organizations, Principal Executives, Approved Persons, and Persons Associated With a Member Organization or Control Persons of Member Organizations With Persons Subject to a Statutory Disqualification 2016-07-26T00:00:00-07:00 2016-07-26T00:00:00-07:00 2016-17583 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17583.pdf https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17582.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Recently Adopted Step Up Mechanism on Its Equity Options Platform 2016-07-26T00:00:00-07:00 2016-07-26T00:00:00-07:00 2016-17582 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17582.pdf https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17580.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d) and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76 2016-07-26T00:00:00-07:00 2016-07-26T00:00:00-07:00 2016-17580 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17580.pdf https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17573.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Withdrawal of Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities 2016-07-26T00:00:00-07:00 2016-07-26T00:00:00-07:00 2016-17573 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17573.pdf https://regulations.justia.com/regulations/fedreg/2016/07/26/2016-17572.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of PowerShares Government Collateral Pledge Portfolio Under NYSE Arca Equities Rule 8.600 2016-07-26T00:00:00-07:00 2016-07-26T00:00:00-07:00 2016-17572 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-26/pdf/2016-17572.pdf