Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/07/20?limit=200&registers=between&mode=atom 2024-12-21T20:15:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17107.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to Janus Detroit Street Trust, the Janus Velocity Tail Risk Hedged Large Cap ETF, and the Janus Velocity Volatility Hedged Large Cap ETF 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17107 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17107.pdf https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17098.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of BlackRock Government Collateral Pledge Unit Under NYSE Arca Equities Rule 8.600 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17098 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17098.pdf https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17097.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17097 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17097.pdf https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17096.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Removing From Its Rules Certain Internal Procedures Regarding the Use of Fine Income 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17096 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17096.pdf https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17095.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to the Customer Best Execution Auction per Rule 971.1NY 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17095 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17095.pdf https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17094.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Establish the MSRB Academic Historical Transaction Data Product 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17094 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17094.pdf https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17093.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17093 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17093.pdf https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17092.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Exchange Rule 11.27 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17092 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17092.pdf https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17091.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.22 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17091 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17091.pdf https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17090.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Paragraph (c) to Exchange Rule 11.21 To Describe Changes to System Functionality Necessary To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17090 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17090.pdf https://regulations.justia.com/regulations/fedreg/2016/07/20/2016-17089.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 8 Thereto, to List and Trade Under BZX Rule 14.11(c)(4) Shares of the Following Series of VanEck Vectors ETF Trust: VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF; VanEck Vectors AMT-Free 8-12 Year Municipal Index ETF; and VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF 2016-07-20T00:00:00-07:00 2016-07-20T00:00:00-07:00 2016-17089 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-20/pdf/2016-17089.pdf