Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/07/18?limit=200®isters=between&mode=atom2024-12-24T21:11:09-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16892.htmlNotice - Equity Market Structure Advisory Committee2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16892Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16892.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16866.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Proposed Minor Rule Violation Plan2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16866Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16866.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16861.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BZX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16861Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16861.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16860.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to BYX Rule 11.26(a), Stating it Will Utilize IEX Market Data From the CQS/UQDF for Purposes of Order Handling, Routing, and Related Compliance Processes2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16860Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16860.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16859.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Pilot Program Through January 18, 20172016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16859Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16859.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16858.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16858Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16858.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16857.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Detection of Loss of Connection2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16857Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16857.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16856.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE Amex Options Fee Schedule Effective July 1, 20162016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16856Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16856.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16855.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the SPY Pilot Program2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16855Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16855.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16854.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Senior Management Authority2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16854Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16854.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16853.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Senior Management Authority2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16853Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16853.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16852.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16852Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16852.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16851.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the First Trust CEF Income Opportunity ETF and the First Trust Municipal CEF Income Opportunity ETF2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16851Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16851.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16850.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc.2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16850Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16850.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16849.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of Bats BZX Exchange, Inc.2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16849Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16849.pdfhttps://regulations.justia.com/regulations/fedreg/2016/07/18/2016-16848.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform2016-07-18T00:00:00-07:002016-07-18T00:00:00-07:002016-16848Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-07-18/pdf/2016-16848.pdf