Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/07/15?limit=200&registers=between&mode=atom 2025-03-14T00:19:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16867.html Notice - Sunshine Act Meeting 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16867 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16867.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16727.html Notice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Amendments to Board Rules Relating to Inspections 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16727 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16727.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16725.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automated Removal of Quotes 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16725 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16725.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16724.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Automated Removal of Orders and Quotes 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16724 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16724.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16723.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 952NY With Respect to Opening Trading in an Options Series 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16723 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16723.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16722.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee for the Regulatory Element of Continuing Education 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16722 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16722.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16721.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 3.3 To Delete an Outdated Reference 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16721 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16721.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16720.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 12403 (Cases With Three Arbitrators) of the Code of Arbitration Procedure for Customer Disputes Relating to the Panel Selection Process in Arbitration 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16720 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16720.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16719.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rule 7018 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16719 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16719.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16718.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Membership Approval Process 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16718 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16718.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16717.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16717 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16717.pdf https://regulations.justia.com/regulations/fedreg/2016/07/15/2016-16715.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.64 With Respect To Opening Trading in an Options Series 2016-07-15T00:00:00-07:00 2016-07-15T00:00:00-07:00 2016-16715 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-15/pdf/2016-16715.pdf