Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/07/13?limit=200&registers=between&mode=atom 2024-05-02T06:23:16-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16541.html Notice - Corrected Order Extending a Temporary Exemption From Compliance With Rules 13n-1 to 13n-12 Under the Securities Exchange Act of 1934 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16541 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16541.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16495.html Notice - Proposed Collection; Comment Request 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16495 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16495.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16494.html Notice - Proposed Collection; Comment Request 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16494 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16494.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16493.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Plan To Implement a Tick Size Pilot Program 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16493 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16493.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16492.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules To Implement the Quoting and Trading Provisions of the Plan To Implement a Tick Size Pilot Program 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16492 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16492.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16491.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend PRISM Pilot Program Through January 18, 2017 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16491 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16491.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16490.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Proposed Rule Change Regarding Account and Order Ticket Information 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16490 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16490.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16488.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF (“SPY”) (“SPY Pilot Program”) 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16488 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16488.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16487.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Limit Order Protection 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16487 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16487.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16486.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt Limit Order Protection 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16486 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16486.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16485.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt Limit Order Protection 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16485 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16485.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16484.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Expand the Short Term Option Series Program To Allow Wednesday Expirations for SPY Options 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16484 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16484.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16483.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16483 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16483.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16482.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .07 to Rule 904 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16482 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16482.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16481.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the AdvisorShares KIM Korea Equity ETF 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16481 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16481.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16480.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.67(c) by Revising the Clearing Member Requirement for Entering an Order Into the Electronic Order Capture System 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16480 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16480.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16479.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 955NY(c) by Revising the Clearing Member Requirement for Entering an Order Into the Electronic Order Capture System 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16479 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16479.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16478.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Application of FINRA Rule 2210 (“Communications With the Public”) to Debt Research Reports 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16478 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16478.pdf https://regulations.justia.com/regulations/fedreg/2016/07/13/2016-16459.html Notice - Announcement of Office of Management and Budget's Approval of Collection of Information Contained in “Final Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies.” 2016-07-13T00:00:00-07:00 2016-07-13T00:00:00-07:00 2016-16459 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-13/pdf/2016-16459.pdf