<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/07/06?registers=between Mon, 30 Dec 2024 09:37:32 -0800 Mon, 30 Dec 2024 09:37:32 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/07/06?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-16076.html https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-16076.html Wed, 06 Jul 2016 00:00:00 -0700 2016-16076 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-16076.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-16075.html https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-16075.html Wed, 06 Jul 2016 00:00:00 -0700 2016-16075 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-16075.pdf Notice - Fidelity Commonwealth Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15919.html https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15919.html Wed, 06 Jul 2016 00:00:00 -0700 2016-15919 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15919.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Increase Transparency for CMO Transactions https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15918.html https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15918.html Wed, 06 Jul 2016 00:00:00 -0700 2016-15918 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15918.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Interpretation and Policy .01 From Rule 11.13, Order Execution and Routing https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15917.html https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15917.html Wed, 06 Jul 2016 00:00:00 -0700 2016-15917 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15917.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Interpretation and Policy .01 From Rule 11.13, Order Execution and Routing https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15916.html https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15916.html Wed, 06 Jul 2016 00:00:00 -0700 2016-15916 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15916.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Detection of Loss of Connection https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15915.html https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15915.html Wed, 06 Jul 2016 00:00:00 -0700 2016-15915 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15915.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of First Trust Horizon Managed Volatility Domestic ETF and First Trust Horizon Managed Volatility Developed International ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15913.html https://regulations.justia.com/regulations/fedreg/2016/07/06/2016-15913.html Wed, 06 Jul 2016 00:00:00 -0700 2016-15913 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-07-06/pdf/2016-15913.pdf