<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/28?registers=between Sun, 24 Nov 2024 12:19:45 -0800 Sun, 24 Nov 2024 12:19:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/28?registers=between Notice - In the Matter of Breitling Energy Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15377.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15377.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15377 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15377.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC End-of-Day Price Discovery Policies and Procedures https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15323.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15323.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15323.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Expand the Nonstandard Expirations Pilot Program https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15180.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15180.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15180 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15180.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust (“SPY”) Options https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15179.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15179.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15179 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15179.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt NASD Rule 2830 as FINRA Rule 2341 (Investment Company Securities) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15178.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15178.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15178 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15178.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Risk Monitor Mechanism https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15177.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15177.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15177 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15177.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Institutional Broker Fee Cap and Credit https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15176.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15176.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15176 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15176.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Elimination of SPY Position Limits https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15175.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15175.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15175 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15175.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Position Limits https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15174.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15174.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15174 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15174.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Elimination of SPY Position Limits https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15173.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15173.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15173 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15173.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15172.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15172.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15172 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15172.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15171.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15171.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15171 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15171.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 307 and 309 To Extend the SPY Pilot Program https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15170.html https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15170.html Tue, 28 Jun 2016 00:00:00 -0700 2016-15170 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15170.pdf