Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/28?limit=200&registers=between&mode=atom 2024-11-24T12:22:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15377.html Notice - In the Matter of Breitling Energy Corporation; Order of Suspension of Trading 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15377 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15377.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15323.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Revise the ICC End-of-Day Price Discovery Policies and Procedures 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15323 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15323.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15180.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Expand the Nonstandard Expirations Pilot Program 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15180 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15180.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15179.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust (“SPY”) Options 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15179 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15179.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15178.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt NASD Rule 2830 as FINRA Rule 2341 (Investment Company Securities) in the Consolidated FINRA Rulebook 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15178 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15178.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15177.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Risk Monitor Mechanism 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15177 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15177.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15176.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Institutional Broker Fee Cap and Credit 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15176 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15176.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15175.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Elimination of SPY Position Limits 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15175 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15175.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15174.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to SPY Position Limits 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15174 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15174.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15173.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Elimination of SPY Position Limits 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15173 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15173.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15172.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15172 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15172.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15171.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15171 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15171.pdf https://regulations.justia.com/regulations/fedreg/2016/06/28/2016-15170.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 307 and 309 To Extend the SPY Pilot Program 2016-06-28T00:00:00-07:00 2016-06-28T00:00:00-07:00 2016-15170 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-28/pdf/2016-15170.pdf