Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/21?limit=200&registers=between&mode=atom 2024-05-05T02:38:36-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/06/21/2016-14561.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval to a Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market, as Modified by Amendment Nos. 1, 2, and 3 2016-06-21T00:00:00-07:00 2016-06-21T00:00:00-07:00 2016-14561 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-21/pdf/2016-14561.pdf https://regulations.justia.com/regulations/fedreg/2016/06/21/2016-14560.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 510 To Extend the Penny Pilot Program Until December 31, 2016 2016-06-21T00:00:00-07:00 2016-06-21T00:00:00-07:00 2016-14560 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-21/pdf/2016-14560.pdf https://regulations.justia.com/regulations/fedreg/2016/06/21/2016-14559.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Rule 14.11, Managed Fund Shares, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust 2016-06-21T00:00:00-07:00 2016-06-21T00:00:00-07:00 2016-14559 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-21/pdf/2016-14559.pdf https://regulations.justia.com/regulations/fedreg/2016/06/21/2016-14558.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Mortgage REIT ETF of First Trust Exchange-Traded Fund VIII 2016-06-21T00:00:00-07:00 2016-06-21T00:00:00-07:00 2016-14558 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-21/pdf/2016-14558.pdf https://regulations.justia.com/regulations/fedreg/2016/06/21/2016-14557.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule 2016-06-21T00:00:00-07:00 2016-06-21T00:00:00-07:00 2016-14557 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-21/pdf/2016-14557.pdf https://regulations.justia.com/regulations/fedreg/2016/06/21/2016-14556.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Global Currency Gold Fund Under NYSE Arca Equities Rule 8.201 2016-06-21T00:00:00-07:00 2016-06-21T00:00:00-07:00 2016-14556 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-21/pdf/2016-14556.pdf