Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/20?limit=200&registers=between&mode=atom 2025-03-14T00:19:00-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14499.html Notice - Securities Investor Protection Corporation; Notice of Filing of Proposed Bylaw Amendments Relating to Assessment of SIPC Members 2016-06-20T00:00:00-07:00 2016-06-20T00:00:00-07:00 2016-14499 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14499.pdf https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14450.html Notice - Order Approving Adjustment for Inflation of the Dollar Amount Tests in Rule 205-3 Under the Investment Advisers Act of 1940 2016-06-20T00:00:00-07:00 2016-06-20T00:00:00-07:00 2016-14450 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14450.pdf https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14449.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2016-06-20T00:00:00-07:00 2016-06-20T00:00:00-07:00 2016-14449 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14449.pdf https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14448.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a) 2016-06-20T00:00:00-07:00 2016-06-20T00:00:00-07:00 2016-14448 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14448.pdf https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14447.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the PowerShares Variable Rate Investment Grade Portfolio, a Series of the PowerShares Actively Managed Exchange-Traded Fund Trust 2016-06-20T00:00:00-07:00 2016-06-20T00:00:00-07:00 2016-14447 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14447.pdf https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14446.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform 2016-06-20T00:00:00-07:00 2016-06-20T00:00:00-07:00 2016-14446 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14446.pdf https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14445.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform 2016-06-20T00:00:00-07:00 2016-06-20T00:00:00-07:00 2016-14445 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14445.pdf https://regulations.justia.com/regulations/fedreg/2016/06/20/2016-14444.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted 2016-06-20T00:00:00-07:00 2016-06-20T00:00:00-07:00 2016-14444 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-20/pdf/2016-14444.pdf