<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/17?registers=between Mon, 06 May 2024 09:12:33 -0700 Mon, 06 May 2024 09:12:33 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/17?registers=between Notice - In the Matter of MIT Holding, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14477.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14477.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14477 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14477.pdf Notice - In the Matter of Advanced Life Sciences Holdings, Inc., Anoteros, Inc., Emperial Americas, Inc., Nord Resources Corporation, and UNR Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14475.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14475.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14475 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14475.pdf Notice - In the Matter of Cascade Technologies Corp., Echo Automotive, Inc., and Vision Industries Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14473.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14473.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14473 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14473.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending NYSE Rule 6A To Exclude the Physical Area Within Fully Enclosed Telephone Booths Located in 18 Broad Street From the Definition of Trading Floor https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14320.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14320.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14320 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14320.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14319.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14319.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14319 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14319.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Related to the Adoption of an Options Exchange Risk Control Standards Policy https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14315.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14315.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14315 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14315.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise the ICC Clearing Rules https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14314.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14314.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14314 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14314.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed Under Rule 7015(h) https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14313.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14313.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14313 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14313.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Limited WebLink ACT or Nasdaq Workstation Post Trade Fee Tier Under Rule 7015(e) https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14312.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14312.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14312 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14312.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule To Adopt a Market Data Revenue Sharing Program https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14311.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14311.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14311 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14311.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain Fees Charged to Securities Listed on Nasdaq Under the Rule 5700 Series https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14310.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14310.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14310 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14310.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Clearance of Containerised White Sugar Futures Contracts https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14307.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14307.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14307 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14307.pdf Notice - Order Granting Limited and Conditional Exemption Under Section 36(a) of the Securities Exchange Act of 1934 From Compliance With Interactive Data File Exhibit Requirement in Forms 6-K, 8-K, 10-Q, 10-K, 20-F and 40-F To Facilitate Inline Filing of Tagged Financial Data https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14306.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-14306.html Fri, 17 Jun 2016 00:00:00 -0700 2016-14306 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-14306.pdf Rule - Trade Acknowledgment and Verification of Security-Based Swap Transactions https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-13915.html https://regulations.justia.com/regulations/fedreg/2016/06/17/2016-13915.html Fri, 17 Jun 2016 00:00:00 -0700 2016-13915 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-06-17/pdf/2016-13915.pdf