Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/15?limit=200&registers=between&mode=atom 2024-11-24T12:39:24-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/06/15/2016-14086.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the NYSE Amex Options Fee Schedule With Respect to Fees, Rebates, and Credits for Transactions in the Customer Best Execution Auction 2016-06-15T00:00:00-07:00 2016-06-15T00:00:00-07:00 2016-14086 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-15/pdf/2016-14086.pdf https://regulations.justia.com/regulations/fedreg/2016/06/15/2016-14085.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule Under Section VIII 2016-06-15T00:00:00-07:00 2016-06-15T00:00:00-07:00 2016-14085 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-15/pdf/2016-14085.pdf https://regulations.justia.com/regulations/fedreg/2016/06/15/2016-14084.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 2210 (Communications With the Public), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), and 2214 (Requirements for the Use of Investment Analysis Tools) 2016-06-15T00:00:00-07:00 2016-06-15T00:00:00-07:00 2016-14084 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-15/pdf/2016-14084.pdf https://regulations.justia.com/regulations/fedreg/2016/06/15/2016-14083.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Make Non-Substantive Clerical Amendments 2016-06-15T00:00:00-07:00 2016-06-15T00:00:00-07:00 2016-14083 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-15/pdf/2016-14083.pdf