Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/13?limit=200&registers=between&mode=atom 2024-11-24T12:37:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/06/13/2016-13826.html Notice - Guggenheim Funds Trust, et al.; Notice of Application 2016-06-13T00:00:00-07:00 2016-06-13T00:00:00-07:00 2016-13826 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-13/pdf/2016-13826.pdf https://regulations.justia.com/regulations/fedreg/2016/06/13/2016-13825.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 5 To Proposed Rule Change, as Modified by Amendments Nos. 1, 3, and 4 thereto, To Amend Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares 2016-06-13T00:00:00-07:00 2016-06-13T00:00:00-07:00 2016-13825 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-13/pdf/2016-13825.pdf https://regulations.justia.com/regulations/fedreg/2016/06/13/2016-13824.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Rules Governing Trading of Index Options 2016-06-13T00:00:00-07:00 2016-06-13T00:00:00-07:00 2016-13824 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-13/pdf/2016-13824.pdf https://regulations.justia.com/regulations/fedreg/2016/06/13/2016-13823.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600 2016-06-13T00:00:00-07:00 2016-06-13T00:00:00-07:00 2016-13823 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-13/pdf/2016-13823.pdf https://regulations.justia.com/regulations/fedreg/2016/06/13/2016-13822.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal To Relocate and Update the Existing Provisions of Rule 1080.07 to New Rule 1098 2016-06-13T00:00:00-07:00 2016-06-13T00:00:00-07:00 2016-13822 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-13/pdf/2016-13822.pdf https://regulations.justia.com/regulations/fedreg/2016/06/13/2016-13821.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE MKT Rules 1600 et seq. and to Changes to the Names and Operation of the Nuveen Diversified Commodity Fund and the Nuveen Long/Short Commodity Total Return Fund 2016-06-13T00:00:00-07:00 2016-06-13T00:00:00-07:00 2016-13821 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-13/pdf/2016-13821.pdf