Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/02?limit=200®isters=between&mode=atom2025-03-10T20:50:33-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13043.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-13043Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13043.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13042.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Amendment No. 1 and Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Additions to Permitted Cover2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-13042Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13042.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13041.htmlNotice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to SPDR Series Trust and SPDR Dorsey Wright Fixed Income Allocation ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-13041Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13041.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13040.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of BlackRock Government Collateral Pledge Unit Under NYSE Arca Equities Rule 8.6002016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-13040Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13040.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13039.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Membership Approval Process2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-13039Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13039.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12891.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31P(e) Regarding ALO Orders2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-12891Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12891.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12890.htmlNotice - Self-Regulatory Organizations; ISE Mercury, LLC; Order Approving Proposed Rule Change Related to Market Wide Risk Protection2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-12890Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12890.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12878.htmlNotice - Ares Capital Corporation, et al.;2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-12878Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12878.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12877.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1302016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-12877Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12877.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12876.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-12876Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12876.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12875.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g)2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-12875Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12875.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12874.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g)2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-12874Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12874.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12873.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-12873Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12873.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12872.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees Effective June 1, 20162016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-12872Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12872.pdfhttps://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12871.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities)2016-06-02T00:00:00-07:002016-06-02T00:00:00-07:002016-12871Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12871.pdf