Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/02?limit=200&registers=between&mode=atom 2025-03-14T01:12:14-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13043.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-13043 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13043.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13042.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Amendment No. 1 and Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Additions to Permitted Cover 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-13042 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13042.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13041.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to SPDR Series Trust and SPDR Dorsey Wright Fixed Income Allocation ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-13041 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13041.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13040.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of BlackRock Government Collateral Pledge Unit Under NYSE Arca Equities Rule 8.600 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-13040 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13040.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-13039.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Membership Approval Process 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-13039 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-13039.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12891.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31P(e) Regarding ALO Orders 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-12891 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12891.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12890.html Notice - Self-Regulatory Organizations; ISE Mercury, LLC; Order Approving Proposed Rule Change Related to Market Wide Risk Protection 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-12890 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12890.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12878.html Notice - Ares Capital Corporation, et al.; 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-12878 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12878.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12877.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 130 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-12877 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12877.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12876.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-12876 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12876.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12875.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g) 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-12875 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12875.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12874.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g) 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-12874 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12874.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12873.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-12873 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12873.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12872.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees Effective June 1, 2016 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-12872 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12872.pdf https://regulations.justia.com/regulations/fedreg/2016/06/02/2016-12871.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Tier Size Pilot of FINRA Rule 6433 (Minimum Quotation Size Requirements for OTC Equity Securities) 2016-06-02T00:00:00-07:00 2016-06-02T00:00:00-07:00 2016-12871 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-02/pdf/2016-12871.pdf