Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/06/01?limit=200&registers=between&mode=atom 2025-03-14T01:12:13-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12948.html Notice - Sunshine Act Meeting 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12948 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12948.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12794.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.67(c) by Revising the Clearing Member Requirements for Entering an Order Into the Electronic Order Capture System 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12794 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12794.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12793.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to PIXL Pricing 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12793 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12793.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12792.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12792 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12792.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12791.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.7, Opening Process 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12791 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12791.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12790.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.7, Opening Process 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12790 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12790.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12789.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consisting of Proposed Amendments to MSRB Rule G-12, on Uniform Practice, Regarding Close-Out Procedures for Municipal Securities 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12789 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12789.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12788.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 930NY Regarding Definition of Floor Broker 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12788 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12788.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12787.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No.1 Thereto, To Amend the Eighth Amended and Restated Operating Agreement of the Exchange 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12787 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12787.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12782.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the AdvisorShares Cornerstone Small Cap ETF Under NYSE Arca Equities Rule 8.600 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12782 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12782.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12781.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.23, Opening Process 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12781 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12781.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12780.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12780 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12780.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12779.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 3 to the National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail by BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12779 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12779.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12778.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 900.1, 910, and 921 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12778 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12778.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12777.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Opening Process for Non-BZX-Listed Securities 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12777 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12777.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12776.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide a Process for an Expedited Suspension Proceeding and Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12776 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12776.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12775.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide a Process for an Expedited Suspension Proceeding and Adopt a Rule To Prohibit Disruptive Quoting and Trading Activity 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12775 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12775.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12774.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 6.64 With Respect to Opening Trading in an Options Series 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12774 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12774.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12773.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rule 952NY With Respect to Opening Trading in an Options Series 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12773 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12773.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12772.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 955NY(c) by Revising the Clearing Member Requirements for Entering an Order Into the Electronic Order Capture System 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12772 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12772.pdf https://regulations.justia.com/regulations/fedreg/2016/06/01/2016-12770.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade of Shares of the JPMorgan Diversified Alternative ETF Under NYSE Arca Equities Rule 8.600 2016-06-01T00:00:00-07:00 2016-06-01T00:00:00-07:00 2016-12770 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-06-01/pdf/2016-12770.pdf