Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-23T17:51:02-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12676.htmlNotice - Submission for OMB Review; Comment Request2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12676Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12676.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12675.htmlNotice - Submission for OMB Review; Comment Request2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12675Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12675.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12674.htmlNotice - Submission for OMB Review; Comment Request2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12674Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12674.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12673.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Removing From Its Rules Certain Internal Procedures Regarding the Use of Fine Income2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12673Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12673.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12672.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Section 4.01(a) of the NYSE Arca's Bylaws and NYSE Arca Rule 3.3 to Establish a Committee for Review as a Sub-Committee of the ROC and Making Conforming Changes to NYSE Arca Rules2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12672Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12672.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12671.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.43 Regarding Definition of Floor Broker2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12671Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12671.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12670.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the First Trust CEF Income Opportunity ETF and the First Trust Municipal CEF Income Opportunity ETF of First Trust Exchange-Traded Fund VIII2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12670Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12670.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12669.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Pricing at Chapter XV, Section 22016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12669Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12669.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12668.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Use of Rule 144A Securities by the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12668Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12668.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12667.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the Amplify Dow Theory Forecasts Buy List ETF of Amplify ETF Trust2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12667Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12667.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12666.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of its Fee Schedule2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12666Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12666.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12665.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of Its Fee Schedule2016-05-31T00:00:00-07:002016-05-31T00:00:00-07:002016-12665Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12665.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/27/2016-12515.htmlNotice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of Its Fee Schedule2016-05-27T00:00:00-07:002016-05-27T00:00:00-07:002016-12515Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-27/pdf/2016-12515.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/27/2016-12512.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2016-05-27T00:00:00-07:002016-05-27T00:00:00-07:002016-12512Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-27/pdf/2016-12512.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/27/2016-12511.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform2016-05-27T00:00:00-07:002016-05-27T00:00:00-07:002016-12511Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-27/pdf/2016-12511.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/27/2016-12510.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Eliminate the Listing Fee in Connection With Exchange Listing of Certain Exchange Traded Products2016-05-27T00:00:00-07:002016-05-27T00:00:00-07:002016-12510Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-27/pdf/2016-12510.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12390.htmlRule - Retail Foreign Exchange Transactions2016-05-26T00:00:00-07:002016-05-26T00:00:00-07:002016-12390Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12390.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12389.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Approving Proposed Rule Change Related to Market Wide Risk Protection2016-05-26T00:00:00-07:002016-05-26T00:00:00-07:002016-12389Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12389.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12388.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Add Additional Order Types to the NYSE BondsSM2016-05-26T00:00:00-07:002016-05-26T00:00:00-07:002016-12388Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12388.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12387.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Listed Companies to Publicly Disclose Compensation or Other Payments by Third Parties to Board of Director's Members or Nominees2016-05-26T00:00:00-07:002016-05-26T00:00:00-07:002016-12387Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12387.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12386.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Pricing at Chapter XV, Section 22016-05-26T00:00:00-07:002016-05-26T00:00:00-07:002016-12386Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12386.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12385.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 12140 (Imposition of Fines for Minor Rule Violations) To Amend the Sanctions for Quotation Parameters and Permit the Aggregation of Violations for the Purpose of Determining What Is an Occurrence2016-05-26T00:00:00-07:002016-05-26T00:00:00-07:002016-12385Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12385.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12384.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Related to Market Wide Risk Protection2016-05-26T00:00:00-07:002016-05-26T00:00:00-07:002016-12384Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12384.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12383.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares2016-05-26T00:00:00-07:002016-05-26T00:00:00-07:002016-12383Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12383.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12382.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments Nos. 1, 3, and 4 Thereto, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares2016-05-26T00:00:00-07:002016-05-26T00:00:00-07:002016-12382Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12382.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12231.htmlNotice - Investor Advisory Committee Meeting2016-05-26T00:00:00-07:002016-05-26T00:00:00-07:002016-12231Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12231.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12396.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Granting Approval of Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws Relating to the Removal of a Board Restriction2016-05-25T00:00:00-07:002016-05-25T00:00:00-07:002016-12396Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12396.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12242.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Natixis Seeyond International Minimum Volatility ETF Under NYSE Arca Equities Rule 8.6002016-05-25T00:00:00-07:002016-05-25T00:00:00-07:002016-12242Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12242.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12241.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 13 and Related Rules Regarding Market Orders2016-05-25T00:00:00-07:002016-05-25T00:00:00-07:002016-12241Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12241.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12240.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities and Related Rules Regarding Market Orders2016-05-25T00:00:00-07:002016-05-25T00:00:00-07:002016-12240Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12240.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12239.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting a Change to the Means of Achieving the Investment Objective With Respect to the AdvisorShares EquityPro ETF2016-05-25T00:00:00-07:002016-05-25T00:00:00-07:002016-12239Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12239.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12238.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB's Amended and Restated Articles of Incorporation2016-05-25T00:00:00-07:002016-05-25T00:00:00-07:002016-12238Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12238.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12237.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Clarify Closed-End Funds Annual Fees2016-05-25T00:00:00-07:002016-05-25T00:00:00-07:002016-12237Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12237.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12236.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of the First Trust Equity Market Neutral ETF of the First Trust Exchange-Traded Fund VIII2016-05-25T00:00:00-07:002016-05-25T00:00:00-07:002016-12236Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12236.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12235.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100 Concerning Professional Customers2016-05-25T00:00:00-07:002016-05-25T00:00:00-07:002016-12235Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12235.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12291.htmlNotice - Sunshine Act Meeting2016-05-24T00:00:00-07:002016-05-24T00:00:00-07:002016-12291Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12291.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12290.htmlNotice - In the Matter of NuTech Energy Resources, Inc.; Order of Suspension of Trading2016-05-24T00:00:00-07:002016-05-24T00:00:00-07:002016-12290Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12290.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12289.htmlNotice - In the Matter of Dragon Bright Mintai Botanical Technology Cayman Ltd., JinZangHuang Tibet Pharmaceuticals, Inc., and Macau Resources Group Ltd.; Order of Suspension of Trading2016-05-24T00:00:00-07:002016-05-24T00:00:00-07:002016-12289Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12289.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12288.htmlNotice - In the Matter of Bodisen Biotech, Inc., China Global Media, Inc., China Heli Resource Renewable, Inc., and GFR Pharmaceuticals, Inc.; Order of Suspension of Trading2016-05-24T00:00:00-07:002016-05-24T00:00:00-07:002016-12288Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12288.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12167.htmlProposed Rule - Performance-Based Investment Advisory Fees2016-05-24T00:00:00-07:002016-05-24T00:00:00-07:002016-12167Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12167.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12166.htmlRule - Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants; Correction2016-05-24T00:00:00-07:002016-05-24T00:00:00-07:002016-12166Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12166.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12116.htmlNotice - Proposed Collection; Comment Request2016-05-24T00:00:00-07:002016-05-24T00:00:00-07:002016-12116Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12116.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12115.htmlNotice - Submission for OMB Review; Comment Request2016-05-24T00:00:00-07:002016-05-24T00:00:00-07:002016-12115Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12115.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12028.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust2016-05-23T00:00:00-07:002016-05-23T00:00:00-07:002016-12028Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12028.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12017.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 5 to Proposed Rule Change Adopting Initial and Continued Listing Standards for the Listing of Equity Investment Tracking Stocks and Adopting Listing Fees Specific to Equity Investment Tracking Stocks2016-05-23T00:00:00-07:002016-05-23T00:00:00-07:002016-12017Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12017.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12016.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Change to the Underlying Index for the PowerShares Build America Bond Portfolio2016-05-23T00:00:00-07:002016-05-23T00:00:00-07:002016-12016Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12016.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12014.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the AdvisorShares KIM Korea Equity ETF2016-05-23T00:00:00-07:002016-05-23T00:00:00-07:002016-12014Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12014.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12013.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 15.1(a) and (c) in Order To Implement a Tape B Quoting Tier2016-05-23T00:00:00-07:002016-05-23T00:00:00-07:002016-12013Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12013.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12012.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 12904 (Awards) of the Code of Arbitration Procedure for Customer Disputes and Rule 13904 (Awards) of the Code of Arbitration Procedure for Industry Disputes To Permit Award Offsets in Arbitration2016-05-23T00:00:00-07:002016-05-23T00:00:00-07:002016-12012Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12012.pdfhttps://regulations.justia.com/regulations/fedreg/2016/05/20/2016-12015.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to AIM Retained Orders2016-05-20T00:00:00-07:002016-05-20T00:00:00-07:002016-12015Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-12015.pdf