Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05?limit=200&registers=between&min-day=1&max-day=31&mode=atom 2024-05-23T17:51:02-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12676.html Notice - Submission for OMB Review; Comment Request 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12676 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12676.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12675.html Notice - Submission for OMB Review; Comment Request 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12675 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12675.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12674.html Notice - Submission for OMB Review; Comment Request 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12674 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12674.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12673.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Removing From Its Rules Certain Internal Procedures Regarding the Use of Fine Income 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12673 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12673.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12672.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Section 4.01(a) of the NYSE Arca's Bylaws and NYSE Arca Rule 3.3 to Establish a Committee for Review as a Sub-Committee of the ROC and Making Conforming Changes to NYSE Arca Rules 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12672 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12672.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12671.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.43 Regarding Definition of Floor Broker 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12671 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12671.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12670.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the First Trust CEF Income Opportunity ETF and the First Trust Municipal CEF Income Opportunity ETF of First Trust Exchange-Traded Fund VIII 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12670 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12670.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12669.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Pricing at Chapter XV, Section 2 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12669 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12669.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12668.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Use of Rule 144A Securities by the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12668 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12668.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12667.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the Amplify Dow Theory Forecasts Buy List ETF of Amplify ETF Trust 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12667 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12667.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12666.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of its Fee Schedule 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12666 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12666.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12665.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of Its Fee Schedule 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12665 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12665.pdf https://regulations.justia.com/regulations/fedreg/2016/05/27/2016-12515.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of Its Fee Schedule 2016-05-27T00:00:00-07:00 2016-05-27T00:00:00-07:00 2016-12515 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-27/pdf/2016-12515.pdf https://regulations.justia.com/regulations/fedreg/2016/05/27/2016-12512.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule 2016-05-27T00:00:00-07:00 2016-05-27T00:00:00-07:00 2016-12512 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-27/pdf/2016-12512.pdf https://regulations.justia.com/regulations/fedreg/2016/05/27/2016-12511.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform 2016-05-27T00:00:00-07:00 2016-05-27T00:00:00-07:00 2016-12511 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-27/pdf/2016-12511.pdf https://regulations.justia.com/regulations/fedreg/2016/05/27/2016-12510.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Eliminate the Listing Fee in Connection With Exchange Listing of Certain Exchange Traded Products 2016-05-27T00:00:00-07:00 2016-05-27T00:00:00-07:00 2016-12510 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-27/pdf/2016-12510.pdf https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12390.html Rule - Retail Foreign Exchange Transactions 2016-05-26T00:00:00-07:00 2016-05-26T00:00:00-07:00 2016-12390 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12390.pdf https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12389.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Approving Proposed Rule Change Related to Market Wide Risk Protection 2016-05-26T00:00:00-07:00 2016-05-26T00:00:00-07:00 2016-12389 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12389.pdf https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12388.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Add Additional Order Types to the NYSE BondsSM 2016-05-26T00:00:00-07:00 2016-05-26T00:00:00-07:00 2016-12388 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12388.pdf https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12387.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Require Listed Companies to Publicly Disclose Compensation or Other Payments by Third Parties to Board of Director's Members or Nominees 2016-05-26T00:00:00-07:00 2016-05-26T00:00:00-07:00 2016-12387 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12387.pdf https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12386.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Pricing at Chapter XV, Section 2 2016-05-26T00:00:00-07:00 2016-05-26T00:00:00-07:00 2016-12386 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12386.pdf https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12385.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 12140 (Imposition of Fines for Minor Rule Violations) To Amend the Sanctions for Quotation Parameters and Permit the Aggregation of Violations for the Purpose of Determining What Is an Occurrence 2016-05-26T00:00:00-07:00 2016-05-26T00:00:00-07:00 2016-12385 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12385.pdf https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12384.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Related to Market Wide Risk Protection 2016-05-26T00:00:00-07:00 2016-05-26T00:00:00-07:00 2016-12384 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12384.pdf https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12383.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares 2016-05-26T00:00:00-07:00 2016-05-26T00:00:00-07:00 2016-12383 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12383.pdf https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12382.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendments Nos. 1, 3, and 4 Thereto, To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares 2016-05-26T00:00:00-07:00 2016-05-26T00:00:00-07:00 2016-12382 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12382.pdf https://regulations.justia.com/regulations/fedreg/2016/05/26/2016-12231.html Notice - Investor Advisory Committee Meeting 2016-05-26T00:00:00-07:00 2016-05-26T00:00:00-07:00 2016-12231 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-26/pdf/2016-12231.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12396.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Order Granting Approval of Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws Relating to the Removal of a Board Restriction 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12396 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12396.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12242.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Natixis Seeyond International Minimum Volatility ETF Under NYSE Arca Equities Rule 8.600 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12242 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12242.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12241.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 13 and Related Rules Regarding Market Orders 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12241 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12241.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12240.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 13-Equities and Related Rules Regarding Market Orders 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12240 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12240.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12239.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting a Change to the Means of Achieving the Investment Objective With Respect to the AdvisorShares EquityPro ETF 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12239 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12239.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12238.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to the MSRB's Amended and Restated Articles of Incorporation 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12238 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12238.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12237.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend and Clarify Closed-End Funds Annual Fees 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12237 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12237.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12236.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of the First Trust Equity Market Neutral ETF of the First Trust Exchange-Traded Fund VIII 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12236 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12236.pdf https://regulations.justia.com/regulations/fedreg/2016/05/25/2016-12235.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100 Concerning Professional Customers 2016-05-25T00:00:00-07:00 2016-05-25T00:00:00-07:00 2016-12235 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-25/pdf/2016-12235.pdf https://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12291.html Notice - Sunshine Act Meeting 2016-05-24T00:00:00-07:00 2016-05-24T00:00:00-07:00 2016-12291 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12291.pdf https://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12290.html Notice - In the Matter of NuTech Energy Resources, Inc.; Order of Suspension of Trading 2016-05-24T00:00:00-07:00 2016-05-24T00:00:00-07:00 2016-12290 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12290.pdf https://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12289.html Notice - In the Matter of Dragon Bright Mintai Botanical Technology Cayman Ltd., JinZangHuang Tibet Pharmaceuticals, Inc., and Macau Resources Group Ltd.; Order of Suspension of Trading 2016-05-24T00:00:00-07:00 2016-05-24T00:00:00-07:00 2016-12289 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12289.pdf https://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12288.html Notice - In the Matter of Bodisen Biotech, Inc., China Global Media, Inc., China Heli Resource Renewable, Inc., and GFR Pharmaceuticals, Inc.; Order of Suspension of Trading 2016-05-24T00:00:00-07:00 2016-05-24T00:00:00-07:00 2016-12288 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12288.pdf https://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12167.html Proposed Rule - Performance-Based Investment Advisory Fees 2016-05-24T00:00:00-07:00 2016-05-24T00:00:00-07:00 2016-12167 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12167.pdf https://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12166.html Rule - Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants; Correction 2016-05-24T00:00:00-07:00 2016-05-24T00:00:00-07:00 2016-12166 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12166.pdf https://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12116.html Notice - Proposed Collection; Comment Request 2016-05-24T00:00:00-07:00 2016-05-24T00:00:00-07:00 2016-12116 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12116.pdf https://regulations.justia.com/regulations/fedreg/2016/05/24/2016-12115.html Notice - Submission for OMB Review; Comment Request 2016-05-24T00:00:00-07:00 2016-05-24T00:00:00-07:00 2016-12115 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-24/pdf/2016-12115.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12028.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12028 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12028.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12017.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 5 to Proposed Rule Change Adopting Initial and Continued Listing Standards for the Listing of Equity Investment Tracking Stocks and Adopting Listing Fees Specific to Equity Investment Tracking Stocks 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12017 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12017.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12016.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Change to the Underlying Index for the PowerShares Build America Bond Portfolio 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12016 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12016.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12014.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the AdvisorShares KIM Korea Equity ETF 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12014 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12014.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12013.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 15.1(a) and (c) in Order To Implement a Tape B Quoting Tier 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12013 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12013.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12012.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 12904 (Awards) of the Code of Arbitration Procedure for Customer Disputes and Rule 13904 (Awards) of the Code of Arbitration Procedure for Industry Disputes To Permit Award Offsets in Arbitration 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12012 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12012.pdf https://regulations.justia.com/regulations/fedreg/2016/05/20/2016-12015.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to AIM Retained Orders 2016-05-20T00:00:00-07:00 2016-05-20T00:00:00-07:00 2016-12015 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-20/pdf/2016-12015.pdf