<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/31?registers=between Thu, 21 Nov 2024 13:26:45 -0800 Thu, 21 Nov 2024 13:26:45 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/31?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12676.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12676.html Tue, 31 May 2016 00:00:00 -0700 2016-12676 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12676.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12675.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12675.html Tue, 31 May 2016 00:00:00 -0700 2016-12675 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12675.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12674.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12674.html Tue, 31 May 2016 00:00:00 -0700 2016-12674 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12674.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Removing From Its Rules Certain Internal Procedures Regarding the Use of Fine Income https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12673.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12673.html Tue, 31 May 2016 00:00:00 -0700 2016-12673 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12673.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Section 4.01(a) of the NYSE Arca's Bylaws and NYSE Arca Rule 3.3 to Establish a Committee for Review as a Sub-Committee of the ROC and Making Conforming Changes to NYSE Arca Rules https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12672.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12672.html Tue, 31 May 2016 00:00:00 -0700 2016-12672 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12672.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.43 Regarding Definition of Floor Broker https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12671.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12671.html Tue, 31 May 2016 00:00:00 -0700 2016-12671 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12671.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the First Trust CEF Income Opportunity ETF and the First Trust Municipal CEF Income Opportunity ETF of First Trust Exchange-Traded Fund VIII https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12670.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12670.html Tue, 31 May 2016 00:00:00 -0700 2016-12670 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12670.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Pricing at Chapter XV, Section 2 https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12669.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12669.html Tue, 31 May 2016 00:00:00 -0700 2016-12669 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12669.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Use of Rule 144A Securities by the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12668.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12668.html Tue, 31 May 2016 00:00:00 -0700 2016-12668 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12668.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the Amplify Dow Theory Forecasts Buy List ETF of Amplify ETF Trust https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12667.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12667.html Tue, 31 May 2016 00:00:00 -0700 2016-12667 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12667.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of its Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12666.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12666.html Tue, 31 May 2016 00:00:00 -0700 2016-12666 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12666.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12665.html https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12665.html Tue, 31 May 2016 00:00:00 -0700 2016-12665 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12665.pdf