Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/31?limit=200&registers=between&mode=atom 2024-11-24T06:21:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12676.html Notice - Submission for OMB Review; Comment Request 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12676 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12676.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12675.html Notice - Submission for OMB Review; Comment Request 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12675 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12675.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12674.html Notice - Submission for OMB Review; Comment Request 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12674 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12674.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12673.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Removing From Its Rules Certain Internal Procedures Regarding the Use of Fine Income 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12673 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12673.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12672.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending Section 4.01(a) of the NYSE Arca's Bylaws and NYSE Arca Rule 3.3 to Establish a Committee for Review as a Sub-Committee of the ROC and Making Conforming Changes to NYSE Arca Rules 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12672 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12672.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12671.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.43 Regarding Definition of Floor Broker 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12671 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12671.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12670.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the First Trust CEF Income Opportunity ETF and the First Trust Municipal CEF Income Opportunity ETF of First Trust Exchange-Traded Fund VIII 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12670 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12670.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12669.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options Pricing at Chapter XV, Section 2 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12669 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12669.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12668.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding Use of Rule 144A Securities by the Fidelity Corporate Bond ETF, Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12668 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12668.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12667.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the Amplify Dow Theory Forecasts Buy List ETF of Amplify ETF Trust 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12667 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12667.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12666.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of its Fee Schedule 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12666 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12666.pdf https://regulations.justia.com/regulations/fedreg/2016/05/31/2016-12665.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Change to the Market Data Section of Its Fee Schedule 2016-05-31T00:00:00-07:00 2016-05-31T00:00:00-07:00 2016-12665 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-31/pdf/2016-12665.pdf