Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/23?limit=200&registers=between&mode=atom 2024-11-27T16:15:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12028.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12028 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12028.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12017.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 5 to Proposed Rule Change Adopting Initial and Continued Listing Standards for the Listing of Equity Investment Tracking Stocks and Adopting Listing Fees Specific to Equity Investment Tracking Stocks 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12017 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12017.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12016.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Change to the Underlying Index for the PowerShares Build America Bond Portfolio 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12016 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12016.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12014.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the AdvisorShares KIM Korea Equity ETF 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12014 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12014.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12013.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 15.1(a) and (c) in Order To Implement a Tape B Quoting Tier 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12013 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12013.pdf https://regulations.justia.com/regulations/fedreg/2016/05/23/2016-12012.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 12904 (Awards) of the Code of Arbitration Procedure for Customer Disputes and Rule 13904 (Awards) of the Code of Arbitration Procedure for Industry Disputes To Permit Award Offsets in Arbitration 2016-05-23T00:00:00-07:00 2016-05-23T00:00:00-07:00 2016-12012 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-23/pdf/2016-12012.pdf