<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/17?registers=between Tue, 17 Dec 2024 21:02:13 -0800 Tue, 17 Dec 2024 21:02:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11704.html https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11704.html Tue, 17 May 2016 00:00:00 -0700 2016-11704 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11704.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11544.html https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11544.html Tue, 17 May 2016 00:00:00 -0700 2016-11544 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11544.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11543.html https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11543.html Tue, 17 May 2016 00:00:00 -0700 2016-11543 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11543.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Make a Clarifying Change Regarding the Rebate Program Recently Implemented by the Exchange for the NYSE Bonds System https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11542.html https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11542.html Tue, 17 May 2016 00:00:00 -0700 2016-11542 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11542.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Customer Rebates https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11541.html https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11541.html Tue, 17 May 2016 00:00:00 -0700 2016-11541 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11541.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.11, Routing to Away Trading Centers, To Delete the IOCM and ICMT Routing Options https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11540.html https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11540.html Tue, 17 May 2016 00:00:00 -0700 2016-11540 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11540.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Accounts Categories for Positions of Clearing Member Affiliates https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11539.html https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11539.html Tue, 17 May 2016 00:00:00 -0700 2016-11539 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11539.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 98-Equities https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11538.html https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11538.html Tue, 17 May 2016 00:00:00 -0700 2016-11538 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11538.pdf Notice - TCW Alternative Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11534.html https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11534.html Tue, 17 May 2016 00:00:00 -0700 2016-11534 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11534.pdf Notice - Joint Industry Plan; Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-10461.html https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-10461.html Tue, 17 May 2016 00:00:00 -0700 2016-10461 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-10461.pdf