Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/17?limit=200&registers=between&mode=atom 2024-12-17T20:28:14-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11704.html Notice - Sunshine Act Meeting 2016-05-17T00:00:00-07:00 2016-05-17T00:00:00-07:00 2016-11704 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11704.pdf https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11544.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule 2016-05-17T00:00:00-07:00 2016-05-17T00:00:00-07:00 2016-11544 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11544.pdf https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11543.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform 2016-05-17T00:00:00-07:00 2016-05-17T00:00:00-07:00 2016-11543 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11543.pdf https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11542.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Make a Clarifying Change Regarding the Rebate Program Recently Implemented by the Exchange for the NYSE Bonds System 2016-05-17T00:00:00-07:00 2016-05-17T00:00:00-07:00 2016-11542 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11542.pdf https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11541.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Customer Rebates 2016-05-17T00:00:00-07:00 2016-05-17T00:00:00-07:00 2016-11541 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11541.pdf https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11540.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.11, Routing to Away Trading Centers, To Delete the IOCM and ICMT Routing Options 2016-05-17T00:00:00-07:00 2016-05-17T00:00:00-07:00 2016-11540 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11540.pdf https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11539.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Accounts Categories for Positions of Clearing Member Affiliates 2016-05-17T00:00:00-07:00 2016-05-17T00:00:00-07:00 2016-11539 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11539.pdf https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11538.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 98-Equities 2016-05-17T00:00:00-07:00 2016-05-17T00:00:00-07:00 2016-11538 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11538.pdf https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-11534.html Notice - TCW Alternative Funds, et al.; Notice of Application 2016-05-17T00:00:00-07:00 2016-05-17T00:00:00-07:00 2016-11534 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-11534.pdf https://regulations.justia.com/regulations/fedreg/2016/05/17/2016-10461.html Notice - Joint Industry Plan; Notice of Filing of the National Market System Plan Governing the Consolidated Audit Trail 2016-05-17T00:00:00-07:00 2016-05-17T00:00:00-07:00 2016-10461 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-17/pdf/2016-10461.pdf