Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/13?limit=200&registers=between&mode=atom 2024-12-17T20:45:53-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11533.html Notice - Sunshine Act Meeting; Cancellation 2016-05-13T00:00:00-07:00 2016-05-13T00:00:00-07:00 2016-11533 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11533.pdf https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11460.html Notice - Li-ion Motors Corp. (a/k/a Terra Inventions Corp.), PetroHunter Energy Corp., and Shrink Nanotechnologies, Inc.; Order of Suspension of Trading 2016-05-13T00:00:00-07:00 2016-05-13T00:00:00-07:00 2016-11460 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11460.pdf https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11459.html Notice - In the Matter of GroveWare Technologies Ltd., Luve Sports, Inc., and Northcore Technologies, Inc., File No. 500-1; Order of Suspension of Trading 2016-05-13T00:00:00-07:00 2016-05-13T00:00:00-07:00 2016-11459 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11459.pdf https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11295.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to National Adjudicatory Council Composition, Member Terms and Election Procedures 2016-05-13T00:00:00-07:00 2016-05-13T00:00:00-07:00 2016-11295 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11295.pdf https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11294.html Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Assessments To Modify and Clarify Certain Fees Applicable to CHX Institutional Brokers 2016-05-13T00:00:00-07:00 2016-05-13T00:00:00-07:00 2016-11294 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11294.pdf https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11293.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform 2016-05-13T00:00:00-07:00 2016-05-13T00:00:00-07:00 2016-11293 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11293.pdf https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-11292.html Notice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules To Require Disclosure of Certain Audit Participants on a New PCAOB Form and Related Amendments to Auditing Standards 2016-05-13T00:00:00-07:00 2016-05-13T00:00:00-07:00 2016-11292 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-11292.pdf https://regulations.justia.com/regulations/fedreg/2016/05/13/2016-10918.html Rule - Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants 2016-05-13T00:00:00-07:00 2016-05-13T00:00:00-07:00 2016-10918 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-05-13/pdf/2016-10918.pdf