<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/04?registers=between Tue, 17 Dec 2024 20:39:41 -0800 Tue, 17 Dec 2024 20:39:41 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/04?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10438.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10438.html Wed, 04 May 2016 00:00:00 -0700 2016-10438 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10438.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rules G-12 and G-15 To Define Regular-Way Settlement for Municipal Securities Transactions as Occurring on a Two-Day Settlement Cycle and Technical Conforming Amendments https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10437.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10437.html Wed, 04 May 2016 00:00:00 -0700 2016-10437 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10437.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Options Pilot Program https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10436.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10436.html Wed, 04 May 2016 00:00:00 -0700 2016-10436 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10436.pdf Notice - SEC Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10406.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10406.html Wed, 04 May 2016 00:00:00 -0700 2016-10406 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10406.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10395.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10395.html Wed, 04 May 2016 00:00:00 -0700 2016-10395 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10395.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10371.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10371.html Wed, 04 May 2016 00:00:00 -0700 2016-10371 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10371.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7023 https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10370.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10370.html Wed, 04 May 2016 00:00:00 -0700 2016-10370 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10370.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10369.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10369.html Wed, 04 May 2016 00:00:00 -0700 2016-10369 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10369.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10368.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10368.html Wed, 04 May 2016 00:00:00 -0700 2016-10368 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10368.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10367.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10367.html Wed, 04 May 2016 00:00:00 -0700 2016-10367 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10367.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10366.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10366.html Wed, 04 May 2016 00:00:00 -0700 2016-10366 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10366.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10365.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10365.html Wed, 04 May 2016 00:00:00 -0700 2016-10365 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10365.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10364.html https://regulations.justia.com/regulations/fedreg/2016/05/04/2016-10364.html Wed, 04 May 2016 00:00:00 -0700 2016-10364 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-04/pdf/2016-10364.pdf