Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/05/03?limit=200&registers=between&mode=atom 2024-11-23T22:51:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10410.html Notice - Coyote Resources, Inc., Harbor Island Development Corp., Medical Makeover Corp. of America, and Shades Holdings, Inc.; Order of Suspension of Trading 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10410 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10410.pdf https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10407.html Notice - Order of Suspension of Trading; In the Matter of Pioneer Exploration, Inc., Premier Brands, Inc., and Private Media Group, Inc. 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10407 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10407.pdf https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10394.html Notice - Sunshine Act Meeting 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10394 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10394.pdf https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10274.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the Definition of “Block” for Purposes of Rule 72(d)-Equities and the Size of a Proposed Cross Transaction Eligible for the Cross Function in Rule 76-Equities 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10274 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10274.pdf https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10273.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay Implementation of FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports) 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10273 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10273.pdf https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10272.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11, Managed Fund Shares, To List and Trade Shares of the Pointbreak Agriculture Commodity Strategy Fund of the Pointbreak ETF Trust 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10272 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10272.pdf https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10271.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change Regarding Monthly Distributions, Excess Returns, and Share Index Factors of Certain AccuShares® Trust I Funds 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10271 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10271.pdf https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10270.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Supplemental Competitive Liquidity Provider Program 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10270 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10270.pdf https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10269.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Related to the Adoption of an Options Exchange Risk Control Standards Policy 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10269 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10269.pdf https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10268.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Public Disclosure of Exchange Usage of Market Data 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10268 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10268.pdf https://regulations.justia.com/regulations/fedreg/2016/05/03/2016-10267.html Notice - Submission for OMB Review; Comment Request 2016-05-03T00:00:00-07:00 2016-05-03T00:00:00-07:00 2016-10267 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-05-03/pdf/2016-10267.pdf