Securities and Exchange Commission April 2016 – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 190
Business and Financial Disclosure Required by Regulation S-K
Document Number: 2016-09056
Type: Proposed Rule
Date: 2016-04-22
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is publishing this concept release to seek public comment on modernizing certain business and financial disclosure requirements in Regulation S-K. These disclosure requirements serve as the foundation for the business and financial disclosure in registrants' periodic reports. This concept release is part of an initiative by the Division of Corporation Finance to review the disclosure requirements applicable to registrants to consider ways to improve the requirements for the benefit of investors and registrants.
Sunshine Act Meeting; Cancellation
Document Number: 2016-09355
Type: Notice
Date: 2016-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Public Availability of the Securities and Exchange Commission's FY 2014 Service Contract Inventory
Document Number: 2016-09202
Type: Notice
Date: 2016-04-21
Agency: Securities and Exchange Commission, Agencies and Commissions
In accordance with Section 743 of Division C of the Consolidated Appropriations Act of 2010 (Pub. L. 111-117), SEC is publishing this notice to advise the public of the availability of the FY2015 Service Contract Inventory (SCI) and the FY2014 SCI Analysis. The SCI provides information on FY2015 actions over $25,000 for service contracts. The inventory organizes the information by function to show how SEC distributes contracted resources throughout the agency. SEC developed the inventory per the guidance issued on November 5, 2011 by the Office of Management and Budget's Office of Federal Procurement Policy (OFPP). OFPP's guidance is available at https:// www.whitehouse.gov/sites/default/files/omb/procurement/memo/s ervice- contract-inventories-guidance-11052010.pdf. The Service Contract Inventory Analysis for FY2014 provides information based on the FY 2014 Inventory. The SEC has posted its inventory, a summary of the inventory and the FY2014 analysis on the SEC's homepage at https://www.sec.gov/ about/secreports.shtml and https://www.sec.gov/open
Sunshine Act Meeting
Document Number: 2016-09210
Type: Notice
Date: 2016-04-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Aptus Capital Advisors, LLC, et al.; Notice of Application
Document Number: 2016-08935
Type: Notice
Date: 2016-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Newtek Business Services Corp.; Notice of Application
Document Number: 2016-08934
Type: Notice
Date: 2016-04-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Nuveen Fund Advisors, LLC, et al.; Notice of Application
Document Number: 2016-08826
Type: Notice
Date: 2016-04-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants request an order that would permit (a) series of certain open-end management investment companies to issue shares (``Shares'') redeemable in large aggregations only (``Creation Units''); (b) secondary market transactions in Shares to occur at negotiated market prices rather than at net asset value (``NAV''); (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares; and (f) certain series to perform creations and redemptions of Creation Units in-kind in a master-feeder structure.
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