Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/28?limit=200&registers=between&mode=atom 2024-11-24T23:01:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/04/28/C1-2016-07937.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rules 7015(b) and (g) 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 C1-2016-07937 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/C1-2016-07937.pdf https://regulations.justia.com/regulations/fedreg/2016/04/28/2016-10031.html Notice - In the Matter of Valentine Beauty Inc., File No. 500-1; Order of Suspension of Trading 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 2016-10031 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/2016-10031.pdf https://regulations.justia.com/regulations/fedreg/2016/04/28/2016-09931.html Notice - Security-Based Swap Data Repositories; ICE Trade Vault, LLC; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 2016-09931 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/2016-09931.pdf https://regulations.justia.com/regulations/fedreg/2016/04/28/2016-09930.html Notice - Order Regarding Review of Fasb Accounting Support Fee for 2016 Under Section 109 of the Sarbanes-Oxley Act of 2002 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 2016-09930 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/2016-09930.pdf https://regulations.justia.com/regulations/fedreg/2016/04/28/2016-09902.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 2016-09902 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/2016-09902.pdf https://regulations.justia.com/regulations/fedreg/2016/04/28/2016-09901.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 2016-09901 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/2016-09901.pdf https://regulations.justia.com/regulations/fedreg/2016/04/28/2016-09900.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To (i) Amend BOX Rule 7280 (Bulk Cancellation of Trading Interest) To Adopt a Kill Switch and (ii) Amend BOX Rule 7110 (Order Entry) To Modify the Circumstances That Will Prevent a Session Order From Being Cancelled 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 2016-09900 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/2016-09900.pdf https://regulations.justia.com/regulations/fedreg/2016/04/28/2016-09899.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 2016-09899 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/2016-09899.pdf https://regulations.justia.com/regulations/fedreg/2016/04/28/2016-09898.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Qualified Contingent Cross Pricing 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 2016-09898 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/2016-09898.pdf https://regulations.justia.com/regulations/fedreg/2016/04/28/2016-09897.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of the Shares of the Elkhorn Dorsey Wright Commodity Rotation Portfolio of Elkhorn ETF Trust 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 2016-09897 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/2016-09897.pdf https://regulations.justia.com/regulations/fedreg/2016/04/28/2016-09896.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 606 2016-04-28T00:00:00-07:00 2016-04-28T00:00:00-07:00 2016-09896 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-28/pdf/2016-09896.pdf