Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/27?limit=200&registers=between&mode=atom 2024-02-23T09:11:22-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09725.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Procedures for the Allocation of Cages to Co-Located Users, Including the Waiver of Certain Fees, and To Amend the Visitor Security Escort Fee 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09725 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09725.pdf https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09724.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Procedures for the Allocation of Cages to Co-Located Users, Including the Waiver of Certain Fees, and To Amend the Visitor Security Escort Fee 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09724 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09724.pdf https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09723.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Procedures for the Allocation of Cages to Co-Located Users, Including the Waiver of Certain Fees, and To Amend the Visitor Security Escort Fee 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09723 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09723.pdf https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09722.html Notice - Joint Industry Plan; Order Approving the Tenth Amendment to the National Market System Plan to Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Chicago Stock Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09722 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09722.pdf https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09721.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Establish a Secondary Contingency Procedure To Enable the Exchange To Report an Official Closing Price on Behalf of an Impaired Primary Listing Exchange 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09721 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09721.pdf https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09720.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rule 123C To Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable To Conduct a Closing Transaction 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09720 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09720.pdf https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09719.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Amending Rule 123C-Equities To Provide for How the Exchange Would Determine an Official Closing Price if the Exchange is Unable To Conduct a Closing Transaction 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09719 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09719.pdf https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09718.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the GCF Repo® Service 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09718 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09718.pdf https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09717.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Adopting Initial and Continued Listing Standards for the Listing of Equity Investment Tracking Stocks and Adopting Listing Fees Specific to Equity Investment Tracking Stocks 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09717 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09717.pdf https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09716.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Qualified Contingent Cross Pricing 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09716 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09716.pdf https://regulations.justia.com/regulations/fedreg/2016/04/27/2016-09715.html Notice - ABS Long/Short Strategies Fund and ABS Investment Management LLC; Notice of Application 2016-04-27T00:00:00-07:00 2016-04-27T00:00:00-07:00 2016-09715 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-27/pdf/2016-09715.pdf